Registration of Additional Securities (up to 20%) (s-1mef)
September 10 2020 - 7:52PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on September 10, 2020.
Registration
No. 333-
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
VROOM, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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5500
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901112566
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(State or other jurisdiction of
incorporation or organization)
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(Primary Standard Industrial
Classification Code Number)
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(I.R.S. Employer
Identification No.)
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1375 Broadway, Floor 11
New York, New York 10018
Telephone: (855)
524-1300
(Address, including zip code, and telephone number, including area code, of registrants principal executive offices)
Paul J. Hennessy
Chief Executive Officer
Vroom, Inc.
1375 Broadway, Floor 11
New York, New York 10018
Telephone:
(855) 524-1300
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies of all communications, including communications sent to agent for service, should be sent to:
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Marc D. Jaffe, Esq.
Ian D. Schuman, Esq.
Courtenay Myers Lima,
Esq.
Latham & Watkins LLP
885 Third Avenue
New York, New York
10022
Telephone: (212) 906-1200
Fax: (212) 751-4864
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Patricia Moran, Esq.
Chief Legal Officer
Vroom, Inc.
1375 Broadway, Floor 11
New York, New York
10018
Telephone: (855) 524-1300
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Gregory A. Fernicola, Esq.
Ryan J. Dzierniejko, Esq.
Skadden, Arps, Slate,
Meagher & Flom LLP
One Manhattan West
New York, New York 10001
Telephone: (212) 735-3000
Fax: (212) 735-2000
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Approximate date of commencement of proposed sale to the public:
As soon as practicable after this registration statement is declared effective.
If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities
Act of 1933, check the following box. ☐
If this form is filed to register
additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same
offering. ☒ File No. 333-248655
If this form is a post-effective
amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities
Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a
non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting
company and emerging growth company in Rule 12b-2 of the Exchange Act.
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Large accelerated filer
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☐
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Accelerated filer
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☐
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Non-accelerated filer
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☒
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Smaller reporting company
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☐
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Emerging growth company
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☐
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition
period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
CALCULATION OF REGISTRATION FEE
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Title of each class of securities to be registered
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Amount
to be
Registered(1)
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Proposed Maximum
Offering Price per
Share(2)
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Proposed
Maximum
Aggregate
Offering Price(1)
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Amount of
Registration
Fee(3)
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Common stock, par value $0.001 per share
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2,070,000
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$58.39
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$120,867,300
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$15,688.58
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(1)
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Represents only the additional number of shares of common stock being registered, and includes 270,000 additional shares
of common stock that the underwriters have the option to purchase. Does not include the securities that the registrant previously registered on the Registration Statement on Form S-1 (File No. 333-248655).
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(2)
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Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(c) under the Securities Act of
1933, as amended, based on the average of the high and low selling price of the registrants common stock on September 4, 2020, as reported on the Nasdaq Global Select Market.
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(3)
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The registration fee is calculated in accordance with Rule 457(a) under the Securities Act of 1933, as amended, based on
the proposed maximum aggregate offering price. The registrant previously paid a filing fee of $78,442.88 for the Registration Statement on Form S-1 (File
No. 333-248655), which was declared effective on September 10, 2020. In accordance with Rule 462(b) under the Securities Act of 1933, as amended, an additional amount of securities having a proposed
maximum aggregate offering price of $120,867,300 are hereby registered, which includes the additional shares that the underwriters have the option to purchase.
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This Registration Statement shall become effective upon filing with the Securities
and Exchange Commission in accordance with Rule 462(b) of the Securities Act.
EXPLANATORY NOTE AND INCORPORATION OF
CERTAIN INFORMATION BY REFERENCE
Vroom, Inc., a Delaware
corporation (the Registrant), is filing this Registration Statement with the Securities and Exchange Commission (the Commission) pursuant to Rule 462(b) under the Securities Act of 1933, as amended (the Securities
Act), with respect to the registration of additional shares of common stock, par value $0.001 per share of Registrant. This Registration Statement relates to the public offering of securities contemplated by the earlier registration statement
on Form S-1, as amended (File No. 333-248655) (the Prior Registration Statement), which the Commission declared effective on September 10, 2020.
The contents of the Prior Registration Statement, including all amendments and exhibits thereto, are incorporated by reference into this Registration Statement.
The Registrant is filing this Registration Statement for the sole purpose of increasing the aggregate number of shares of common stock offered by Registrant by
2,070,000 shares of its common stock, which includes 270,000 shares of common stock that may be sold pursuant to the underwriters option to purchase additional shares. The additional shares of common stock that are being registered for
issuance and sale are in an amount and at a price that together represent no more than 20% of the maximum aggregate offering price set forth in the Calculation of Registration Fee table contained in the Prior Registration Statement.
The required opinion and consents are listed on the Exhibit Index attached hereto and filed herewith.
INDEX TO EXHIBITS
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Previously filed with the Registrants Registration Statement on Form S-1 (File No. 333-248655), filed with the
Securities and Exchange Commission on September 8, 2020 and incorporated by reference herein.
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II-1
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, Vroom, Inc. has duly caused this registration statement to be signed on its
behalf by the undersigned, thereunto duly authorized, in New York, New York, on this 10th day of September, 2020.
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Vroom, Inc.
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By:
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/s/ Paul J. Hennessy
Paul J. Hennessy
Chief Executive Officer
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement on Form S-1
has been signed by the following persons in the capacities set forth opposite their names and on the date indicated above.
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Signature
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Title
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Date
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/s/ Paul J. Hennessy
Paul J. Hennessy
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Chief Executive Officer (Principal Executive Officer) and Director
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September 10, 2020
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/s/ David K. Jones
David K. Jones
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Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)
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September 10, 2020
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Robert J. Mylod, Jr.
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Director
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September 10, 2020
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Scott A. Dahnke
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Director
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September 10, 2020
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Michael J. Farello
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Director
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September 10, 2020
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Laura W. Lang
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Director
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September 10, 2020
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Laura G. OShaughnessy
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Director
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September 10, 2020
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Adam Valkin
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Director
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September 10, 2020
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*By:
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/s/ Paul J. Hennessy
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Paul J. Hennessy
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Attorney-in-fact
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