Initial Statement of Beneficial Ownership (3)
November 13 2019 - 6:01PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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O'Neill Mitra |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/7/2019
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3. Issuer Name and Ticker or Trading Symbol
REVLON INC /DE/ [REV]
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(Last)
(First)
(Middle)
C/O REVLON, INC., ONE NEW YORK PLAZA |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
NEW YORK, NY 10004
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Revlon Class A Common Stock | 32738 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit | (1) | 3/15/2020 | Common Stock | 7820 | $0 | D | |
Explanation of Responses: |
(1) | Each restricted stock unit ("RSU") represents a contingent right under the Fourth Amended and Restated Revlon, Inc. Stock Plan (as amended) to receive one share of Revlon, Inc. Class A Common Stock, par value $0.01 per share, or, at the Issuer's election, the cash value thereof as of the dates that the RSUs are settled. Subject to certain earlier vesting conditions, the reported RSUs are scheduled to vest on March 15, 2020 and will be settled as soon as practicable thereafter. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
O'Neill Mitra C/O REVLON, INC. ONE NEW YORK PLAZA NEW YORK, NY 10004 | X |
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Signatures
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/s/ Michael T. Sheehan for Mitra Hormozi pursuant to a Power of Attorney granted on November 13, 2019 | | 11/13/2019 |
**Signature of Reporting Person | Date |
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