Current Report Filing (8-k)
May 21 2019 - 4:31PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
FORM
8-K
CURRENT
REPORT
Pursuant to
Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of Report:
May 21, 2019
(Date of
earliest event reported)
Yuma Energy, Inc.
(Exact name of
registrant as specified in its charter)
DELAWARE
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001-37932
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94-0787340
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(State or other
jurisdiction of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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1177 West Loop
South, Suite 1825
Houston, Texas
77027
(Address of
principal executive offices) (Zip Code)
(713)
968-7000
(Registrant’s
telephone number, including area code)
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(Former name or
former address, if changed since last report)
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Check the appropriate box below if
the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following
provisions:
☐
Written communications pursuant to
Rule 425 under the Securities Act (17 CFR
230.425)
☐
Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
☐
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
☐
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Securities registered pursuant to
Section 12(b) of the Act:
Title of each
class
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Trading
Symbol(s)
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Name of each exchange on which
registered
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Common Stock,
$0.001 par value per share
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YUMA
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NYSE American
LLC
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of
the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of
this chapter).
Emerging growth company
☐
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the
extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a)
of the Exchange Act. ☐
Item 2.02.
Results of Operations and Financial Condition.
On May 21,
2019, Yuma Energy, Inc. (the “Company”) issued a press
release providing an update on recent developments and announced
the filing of its Quarterly Report on Form 10-Q. A copy of the
press release is furnished as Exhibit 99.1 to this Current
Report on Form 8-K and is incorporated herein by
reference.
The
information in this Current Report on Form 8-K furnished pursuant
to Item 2.02, including Exhibit 99.1, shall not be deemed to be
“filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”),
or otherwise subject to liability under that section, and such
information shall not be deemed incorporated by reference in any
filing under the Securities Act of 1933, as amended, or the
Exchange Act, except as shall be expressly set forth by specific
reference in such filing.
Item
9.01.
Financial Statements and Exhibits.
The following exhibit is furnished
with this Current Report on Form 8-K:
Exhibit
No.
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Description
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Press Release dated May 21,
2019.
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SIGNATURE
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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YUMA ENERGY,
INC.
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Date: May 21,
2019
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By:
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/s/ Anthony C.
Schnur
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Name:
Anthony C. Schnur
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Title:
Interim Chief Executive Officer,
Interim Chief Financial Officer and Chief Restructuring
Officer
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