Current Report Filing (8-k)
May 06 2019 - 5:23PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): May 6, 2019
POLARITYTE,
INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
000-51128
|
|
06-1529524
|
(State
or other jurisdiction
of
incorporation)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
|
123
Wright Brothers Drive
Salt
Lake City, UT 84116
(Address
of principal executive offices and zip code)
Registrant’s
telephone number, including area code:
(800) 560-3983
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
[ ]
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
[ ]
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
[ ]
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
|
|
Trading
Symbol
|
|
Name
of each exchange on which registered
|
Common
Stock, Par Value $0.001
|
|
PTE
|
|
Nasdaq
Capital Market
|
Item
7.01 Regulation FD Disclosure
On
May 6, 2019, PolarityTE, Inc. (“PolarityTE”) closed on the full exercise of the option to purchase an additional 445,945
shares of PolarityTE’s common stock granted to the underwriters as part of an underwritten public offering of an aggregate
of 3,418,918 shares of PolarityTE’s common stock. PolarityTE previously issued and sold 2,972,973 shares of common stock
on April 12, 2019. Cantor Fitzgerald & Co. acted as the sole book-running manager for the offering.
The
net proceeds of the offering are estimated to be approximately $28.7 million, after deducting estimated offering expenses payable
by PolarityTE. PolarityTE intends to use the net proceeds from the offering for research, development and manufacturing of its
products and product candidates, efforts toward commercialization and required registration or approval of its products and product
candidates with applicable regulatory authorities, and for other general corporate purposes.
The
securities described above were offered by PolarityTE pursuant to a registration statement (File No. 333-229584), which has been
filed with and declared effective by the Securities and Exchange Commission (“SEC”). A prospectus supplement and accompanying
prospectus relating to this offering has been filed with the SEC. Copies of the prospectus supplement and the accompanying prospectus
relating to this offering may be obtained from Cantor Fitzgerald & Co., Attn: Capital Markets, 499 Park Avenue, 6th Floor,
New York, NY 10022 or by e-mail at prospectus@cantor.com.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
POLARITYTE,
INC.
|
|
|
Dated:
May 6, 2019
|
/s/
Paul Mann
|
|
Paul
Mann
|
|
Chief
Financial Officer
|
PolarityTE (NASDAQ:PTE)
Historical Stock Chart
From Aug 2024 to Sep 2024
PolarityTE (NASDAQ:PTE)
Historical Stock Chart
From Sep 2023 to Sep 2024