Amended Statement of Beneficial Ownership (3/a)
July 02 2018 - 7:32PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Craft Kathleen S.
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2. Date of Event Requiring Statement (MM/DD/YYYY)
5/31/2018
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3. Issuer Name
and
Ticker or Trading Symbol
ALLIANCE RESOURCE PARTNERS LP [ARLP]
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(Last)
(First)
(Middle)
4401 OAK ROAD
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
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X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
TULSA, OK 74105
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
6/5/2018
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Unit
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18209468
(1)
(2)
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D
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Common Unit
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28141
(1)
(3)
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I
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See Footnote
(3)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(1)
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This amendment to the Initial Statement of Beneficial Ownership of Securities on Form 3, filed with the Securities and Exchange Commission on June 5, 2018, is being filed to correct the original Form 3 by correcting the number of common units held directly through the Kathleen S. Craft Revocable Trust, of which Kathleen S. Craft is trustee, and the number of common units held indirectly through Alliance Resource GP, LLC ("SGP").
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(2)
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Held through the Kathleen S. Craft Revocable Trust, of which Kathleen S. Craft is trustee.
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(3)
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Held by SGP, which is jointly owned by Ms. Craft and Joseph W. Craft III. Ms. Craft disclaims beneficial ownership of the common units of ARLP held by SGP except to the extent of her pecuniary interest therein.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Craft Kathleen S.
4401 OAK ROAD
TULSA, OK 74105
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X
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Signatures
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/s/ Kathleen S. Craft by Mindy Kerber, pursuant to power of attorney dated November 11, 2011
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7/2/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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