Free Writing Prospectus - Filing Under Securities Act Rules 163/433 (fwp)
November 14 2017 - 5:30PM
Edgar (US Regulatory)
Issuer
Free Writing Prospectus dated November 14, 2017
Filed
pursuant to Rule 433
Registration
No. 333-216733
Relating
to Preliminary Prospectus dated November 13, 2017
LADENBURG
THALMANN FINANCIAL SERVICES INC.
US
$72,500,000 6.50% Senior Notes Due 2027
Final
Term Sheet
Issuer:
|
Ladenburg
Thalmann Financial Services Inc.
|
Securities:
|
6.50%
Senior Notes Due 2027
|
Type:
|
SEC
Registered
|
Trade
Date:
|
November
14, 2017
|
Settlement
Date*:
|
November
21, 2017
|
Expected
Rating**:
|
“A-”
by Egan-Jones Ratings Co.
|
Listing:
|
Expected
NYSE American “LTSL”
|
Size***:
|
$72,500,000
|
Maturity
Date:
|
November
30, 2027
|
Annual
Coupon:
|
6.50%,
paid quarterly in arrears
|
Interest
Payment Dates:
|
March
31, June 30, September 30 and December 31, commencing December 31, 2017
|
Price
to the Public:
|
100%
|
Day
Count:
|
30/360
|
Optional
Redemption:
|
November
30, 2020, in whole or in part and anytime thereafter
|
Minimum
Denomination/Multiples:
|
$25.00/$25.00
|
CUSIP/ISIN:
|
50575Q
300/ US50575Q3002
|
Sole
Book-Running Manager:
|
Ladenburg
Thalmann & Co. Inc.
|
*
Note: Under Rule 15c6-1 of the Securities Exchange Act of 1934, as amended, trades in the secondary market generally are required
to settle in two business days, unless the parties to a trade expressly agree otherwise. Accordingly, purchasers who wish to trade
the Notes on the Pricing Date or the next succeeding business day will be required, by virtue of the fact that the Notes initially
will settle in T+5, to specify alternative settlement arrangements at the time of any such trade to prevent a failed settlement
and should consult their own advisor.
**
Note: A securities rating is not a recommendation to buy, sell or hold securities and may be subject to revision or withdrawal
at any time.
***
Note: The offering size does not include $10,875,000 in aggregate principal amount of 6.50% Senior Notes due 2027 issuable to
the underwriters to cover over-allotments, if any.
This
communication is intended for the sole use of the person to whom it is provided by the issuer.
The
issuer has filed a registration statement (including a prospectus) with the Securities and Exchange Commission (“SEC”)
for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement
and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering.
You
may get these documents for free by visiting EDGAR on the SEC Web site at www.sec.gov. Alternatively, the issuer, any underwriter
or any dealer participating in the offering will arrange to send you the prospectus if you request it by calling 1-800-573-2541.
ANY
DISCLAIMERS OR OTHER NOTICES THAT MAY APPEAR BELOW ARE NOT APPLICABLE TO THIS COMMUNICATION AND SHOULD BE DISREGARDED. SUCH DISCLAIMERS
OR OTHER NOTICES WERE AUTOMATICALLY GENERATED AS A RESULT OF THIS COMMUNICATION BEING SENT VIA BLOOMBERG OR ANOTHER E-MAIL SYSTEM.
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