Current Report Filing (8-k)
November 09 2017 - 4:09PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
the Securities
Exchange Act of 1934
Date of report (Date of earliest event
reported): November 9, 2017
AQUA METALS,
INC.
(Exact Name of Registrant as Specified in
Its Charter)
Delaware
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001-37515
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47-1169572
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification Number)
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1010 Atlantic Avenue
Alameda, California 94501
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(Address of principal executive offices)
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(510) 479-7635
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(Registrant’s telephone number, including area code)
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(Former name or former address, if changed since last report)
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Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions.
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14d-2(b)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☒
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☒
Item 2.02 Results of Operations and
Financial Condition
On November 9, 2017, we issued a press release
announcing our results for the fiscal quarter September 30, 2017. The full text of the press release is furnished as Exhibit 99.1
to this report.
Item 9.01 Financial Statements and
Exhibits
(d)
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Exhibits
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Method Filing
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The following exhibit is furnished with this report:
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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AQUA METALS, INC.
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Dated: November 9, 2017
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/s/
Stephen R. Clarke
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Stephen R. Clarke
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Chief Executive Officer
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