Statement of Changes in Beneficial Ownership (4)
October 03 2017 - 9:32AM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
VerNooy David S
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2. Issuer Name
and
Ticker or Trading Symbol
EDGEWELL PERSONAL CARE Co
[
EPC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
VP, Global Operations
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(Last)
(First)
(Middle)
C/O EDGEWELL PERSONAL CARE COMPANY, 1350 TIMBERLAKE MANOR PARKWAY
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3. Date of Earliest Transaction
(MM/DD/YYYY)
9/30/2017
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(Street)
CHESTERFIELD, MO 63017
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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9/30/2017
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M
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1501
(1)
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A
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$0.00
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22070
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Stock Equivalent 11/3/2016
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$0.00
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9/30/2017
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J
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2678
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(2)
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(2)
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Common Stock
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2678
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$0.00
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0
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D
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Non-Qualified Stock Options 11/3/2016
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$74.70
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9/30/2017
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J
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10021
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(2)
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(2)
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Common Stock
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10021
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$0.00
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0
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D
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Performance Stock Equivalents 11/3/2016
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$0.00
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9/30/2017
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J
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4017
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(2)
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(2)
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Common Stock
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4017
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$0.00
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0
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D
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Restricted Stock Equivalent 7/8/2015
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$0.00
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9/30/2017
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J
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500
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(2)
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(2)
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Common Stock
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500
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$0.00
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1501
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D
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Restricted Stock Equivalent 7/8/2015
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$0.00
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9/30/2017
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M
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1501
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(1)
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(1)
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Common Stock
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1501
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$0.00
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0
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D
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Non-Qualified Stock Options 7/6/2015
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$100.68
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9/30/2017
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J
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1738
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(3)
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(3)
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Common Stock
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1738
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$0.00
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5213
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D
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Explanation of Responses:
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(1)
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Vesting of Restricted Stock Equivalents accelerated pro rata and converted into shares of Edgewell common stock due to Mr. VerNooy's retirement on September 30, 2017. These shares of Edgewell common stock will be delivered to Mr. VerNooy on March 30, 2018.
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(2)
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Unvested award forfeited upon Mr. VerNooy's retirement from the Company on September 30, 2017.
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(3)
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Vesting of Non-Qualified Stock Options accelerated pro rata due to Mr. VerNooy's retirement on September 30, 2017. He has 5 years from his retirement date to exercise these options.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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VerNooy David S
C/O EDGEWELL PERSONAL CARE COMPANY
1350 TIMBERLAKE MANOR PARKWAY
CHESTERFIELD, MO 63017
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VP, Global Operations
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Signatures
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Jeffrey A. Gershowitz, Attorney-in-Fact
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10/3/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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