Current Report Filing (8-k)
August 14 2017 - 4:52PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
______________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
August
14, 2017
Forward Industries, Inc.
(Exact name of registrant as specified in its charter)
New York
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001-34780
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13-1950672
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(State or Other Jurisdiction
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(Commission
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(I.R.S. Employer
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of Incorporation)
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File Number)
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Identification No.)
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477 S. Rosemary
Ave. Ste. 219
West Palm
Beach, Florida 33401
(Address of Principal Executive Office) (Zip Code)
(561) 465-0030
(Registrant’s telephone number, including area code)
Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule
425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR
§240.12b-2).
Emerging growth
company
☐
If an emerging
growth company, indicate by check mark if the registrant has elected not to use
the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item
2.02.
Results of Operations and Financial Condition
On August
14, 2017, Forward Industries, Inc. (the “Company”) issued a press release
announcing the results of operations for the Company for the three and nine
months ended June 30, 2017. A copy of such press release is furnished as
Exhibit 99.1 to this report.
The
information in Item 2.02 of this report, including the information in the
press release attached as Exhibit 99.1 to this report, is furnished
pursuant to Item 2.02 of Form 8-K and shall not be deemed “filed” for
the purposes of Section 18 of the Securities Exchange Act of 1934 or
otherwise subject to the liabilities of that section. Furthermore, the
information in Item 2.02 of this report, including the information in the
press release attached as Exhibit 99.1 to this report, shall not be deemed
to be incorporated by reference in the filings of the registrant under the
Securities Act of 1933.
Item 9.01
Financial Statements and Exhibits
(d) Exhibits.
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Exhibit No.
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Exhibit
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99. 1
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Press release dated August 14, 2017
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SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this
report to be signed on its behalf by the undersigned hereunto duly authorized.
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FORWARD INDUSTRIES, INC.
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Date: August 14, 2017
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By:
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/s/ Michael Matte
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Name: Michael Matte
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Title: Chief Financial
Officer
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