Annual Report of Employee Stock Plans (11-k)
June 30 2014 - 4:59PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 11-K
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ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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From
Inception to December 31, 2013
OR
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TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the transition period from (not applicable)
Commission file number: 001-33816
A.
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Full title of the plan and the address of the plan, if different from that of the issuer named below:
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Nuverra 401(k) Plan
B.
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Name of issuer of the securities held pursuant to the plan and the address of its principal executive office:
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Nuverra Environmental Solutions, Inc.
14624 N. Scottsdale Road, Suite 300
Scottsdale, AZ 85254
REQUIRED INFORMATION
The Nuverra 401(k) Plan (the Plan) is subject to the Employee Retirement Income Security act of 1974 (ERISA). Therefore, in lieu of
the requirements of Items 1-3 of Form 11-K, the financial statements and schedule of the Plan from inception to December 31, 2013, which have been prepared in accordance with the financial reporting requirements of ERISA, are attached hereto as
Exhibit 99.1 and incorporated herein by this reference.
The following exhibits are filed with this report:
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Exhibit Number
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Description
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23.1
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Consent of Independent Registered Public Accounting Firm
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99.1
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Nuverra 401(k) Plan Financial Statements and Schedules From Inception to December 31, 2013
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SIGNATURES
Pursuant to the requirements of the Securities and Exchange Act of 1934, the trustees (or other persons who administer the Plan) have duly caused this annual
report to be signed on its behalf by the undersigned hereunto duly authorized.
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NUVERRA ENVIRONMENTAL SOLUTIONS 401(k) PLAN
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Date: June 30, 2014
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By
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/s/ Dan Pon
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Dan Pon
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Vice President of Human Resources, on behalf
of the Plan Administrator
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