Intermediate Capital Statement Re Notification Of Major Interests In Shares
August 09 2016 - 8:47AM
UK Regulatory
TIDMICP
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
1. Identity of the issuer or the underlying issuer Intermediate Capital Group plc
of existing shares to which voting rights are
attached: (ii)
2 Reason for the notification (please tick the appropriate
box or boxes):
An acquisition or disposal of voting rights x
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition of
shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar
economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the Aviva plc & its subsidiaries
notification obligation: (iii)
4. Full name of shareholder(s) Registered Holder:
(if different from 3.):(iv) BNY Norwich Union Nominees Limited 202,086*
Chase (GA Group) Nominees Limited 5,358,859*
Chase Nominees Limited 5,763*
State Street Nominees Limited 8,442,164*
*denotes direct interest
Chase Nominees Limited 1,245,268
Vidacos Nominees Limited 5,606,429
5. Date of the transaction and date on 5 August 2016
which the threshold is crossed or
reached: (v)
6. Date on which issuer notified: 9 August 2016
7. Threshold(s) that is/are crossed or 5% to 4% Change at Direct Interest Level
reached: (vi, vii)
8. Notified details:
A: Voting rights attached to shares (viii, ix)
Class/type of
shares Situation previous
if possible using to the triggering
the ISIN CODE transaction Resulting situation after the triggering transaction
Number
Number of
of Voting Number Number of voting % of voting
Shares Rights of shares rights rights (x)
Direct
Direct (xi) Indirect (xii) Direct Indirect
Ordinary Shares
GB00BYT1DJ19 24,073,835 24,073,835 20,860,569 14,008,872 6,851,697 4.83% 2.36%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period (xiv) rights that may be rights
acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
Resulting situation after the triggering transaction
Type of financial Exercise Expiration Exercise/ Number of voting rights instrument refers to % of voting rights (xix, xx)
instrument price date Conversion period (xviii)
(xvii)
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
20,860,569 7.19%
9. Chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
The voting rights are managed and controlled by Aviva
Investors Global Services Limited, with the following
chain of controlled undertakings:-
Aviva Investors Global Services Limited:
-- Aviva plc (Parent Company)
-- Aviva Group Holdings Limited (wholly owned subsidiary
of Aviva plc)
-- Aviva Investors Holdings Limited (wholly owned
subsidiary of Aviva Group Holdings Limited)
-- Aviva Investors Global Services Limited (wholly owned
subsidiary of Aviva Investors Holdings Limited)
Proxy Voting:
10. Name of the proxy holder: See Section 4
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
Figures are based on a total number of voting rights
of 289,983,040 as per the Company's 'Statement re
Amendment to Official List, Share Consolidation and
13. Additional information: Total Voting Rights' Announcement of 29 July 2016.
14. Contact name: James Clark, Aviva plc
15. Contact telephone number: 01603 683853
This announcement is distributed by NASDAQ OMX Corporate Solutions on
behalf of NASDAQ OMX Corporate Solutions clients.
The issuer of this announcement warrants that they are solely
responsible for the content, accuracy and originality of the information
contained therein.
Source: Intermediate Capital Group plc via Globenewswire
HUG#2034080
http://www.icgplc.com/
(END) Dow Jones Newswires
August 09, 2016 08:47 ET (12:47 GMT)
Copyright (c) 2016 Dow Jones & Company, Inc.
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