ICAP PLC Holding(s) in Company (5629V)
April 18 2016 - 12:42PM
UK Regulatory
TIDMIAP TIDMSDR
RNS Number : 5629V
ICAP PLC
18 April 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or ICAP plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
---------------------------------------------------------- ---------------------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
---------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights ü
------------------------------------------------------------------------------------------------------ -------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------------------------------------------ -------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------------------------------------------ -------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------------------------------ -------
Other (please Type 3 disclosure as per the Transparency ü
specify): Directive II Regulation
---------------------------------------------------- ------------------------------------------------ -------
3. Full name of person(s) Schroders plc
subject to the
notification obligation:
(iii)
------------------------------------------------------ -------------------------------------------------------
4. Full name of shareholder(s) Schroder Investment Management
(if different from 3.):(iv) Limited
------------------------------------------------------ -------------------------------------------------------
5. Date of the transaction 15.04.16
and date on
which the threshold is
crossed or
reached: (v)
------------------------------------------------------ -------------------------------------------------------
6. Date on which issuer 18.04.16
notified:
------------------------------------------------------ -------------------------------------------------------
7. Threshold(s) that is/are From 12% - 13%
crossed or
reached: (vi, vii)
------------------------------------------------------ -------------------------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- -------------------------------- --------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- --------------- --------------- ---------------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----------- ------------- ---------------- --------- ------------ ------------ -----------
Ordinary
------------- ------------
GB0033872168 88,007,216 84,210,748 89,185,824 N/A 84,697,603 N/A 12.999%
-------------- --------------- --------------- ---------------- --------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion rights that rights
Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ -------------------------- -------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- ------------- ------------- ------------------ ------------------------- -----------------------
CFD N/A N/A N/A 13,395 Nominal Delta
---------------- ------------- ------------- ------------------ ------------------------- ------------ ---------
0.002% 1
-------------- ----------- ------------- -------------- ------- ------------ ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------- ------------------------------------------------------------------
84,710,998 13.001%
-------------------------------------------------- ------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
---------------------------------------------------------------------------------------------------
Schroder Investment Management Limited 84,710,998 13.001%
Proxy Voting:
---------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- ------------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- ------------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- ------------------------------------
This notification is being
13. Additional information: made based on the legal entity
position crossing above 13%.
Schroders Plc's position
remains as per the previous
disclosure. The shares referred
to in section 9 are held
in portfolios managed by
those firms on a discretionary
basis for clients under investment
management agreements. This
disclosure has been calculated
(MORE TO FOLLOW) Dow Jones Newswires
April 18, 2016 12:42 ET (16:42 GMT)
based on issued share capital
amount 651,557,040.
------------------------------------------------------------- ------------------------------------
14. Contact name:
Deborah Abrehart
------------------------------------------------------------- ------------------------------------
15. Contact telephone number: 020 7000 5000
------------------------------------------------------------- ------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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April 18, 2016 12:42 ET (16:42 GMT)
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