Holding(s) in Company (4546Z)
January 13 2011 - 12:09PM
UK Regulatory
TIDMFCAP
RNS Number : 4546Z
FRM Credit Alpha Limited
13 January 2011
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
---------------------------------------------------------------------------
1. Identity of the issuer or the
underlying issuer of existing
shares to which voting rights are
attached: FRM Credit Alpha Fund
------------------------------------ -------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting
rights X
------------------------------------- ------------------------------------
An acquisition or disposal of
qualifying financial instruments
which may result in the acquisition
of shares already issued to which
voting rights are attached
------------------------------------- ------------------------------------
An acquisition or disposal of
instruments with similar economic
effect to qualifying financial
instruments
------------------------------------- ------------------------------------
An event changing the breakdown of
voting rights
------------------------------------- ------------------------------------
Other (please
specify):
------------------------------------ ------------------------------------
3. Full name of person(s) subject
to the
notification obligation: Weiss Asset Management LP
------------------------------------ -------------------------------------
4. Full name of shareholder(s) Brookdale International Partners LP,
(if different from 3.): Brookdale Global Opportunity Fund
------------------------------------ -------------------------------------
5. Date of the transaction and date
on
which the threshold is crossed or
reached: 1/10/2011
------------------------------------ -------------------------------------
6. Date on which issuer notified: 1/13/2011
------------------------------------ -------------------------------------
7. Threshold(s) that is/are crossed > 15%, 20%
or
reached:
------------------------------------ -------------------------------------
8. Notified details:
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A: Voting rights attached to shares
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Class/type
of shares if
possible Situation previous
using the to the triggering Resulting situation after the triggering
ISIN CODE transaction transaction
------------- -------------------------------- ------------------------------------------------------------------
Number
Number of
of Voting Number Number of voting
Shares Rights of shares rights % of voting rights
------------- --------------- --------------- ------------- ------------------------ -------------------------
Direct Direct Indirect Direct Indirect
------------- ----------- ----------- ------------- ------------- --------- ------------ -----------
GG00B1QH6J27 9,224,288 9,224,288 13,424,288 13,424,288 n/a 20.3 % n/a
------------- --------------- --------------- ------------- ------------- --------- ------------ -----------
B: Qualifying Financial Instruments
-------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------
Number of voting
rights that may
be
Type of acquired if the
financial Expiration Exercise/ instrument is % of voting
instrument date Conversion Period exercised/ converted. rights
----------------- ------------- ------------------------------ -------------------------- ---------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
-------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------
Type of Exercise/ Number of voting
financial Exercise Expiration Conversion rights instrument
instrument price date period refers to % of voting rights
--------------- ------------- ------------- --------------- -------------------------- -----------------------
Nominal Delta
--------------- ------------- ------------- --------------- -------------------------- ------------ ---------
Total (A+B+C)
-------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- ----------------------------------------------------------------
13,424,288 20.3 %
------------------------------------------------- ----------------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable:
----------------------------------------------------------------------------
Brookdale International Partners, L.P: 14.3 %
Brookdale Global Opportunity Fund: 6.0 %
Proxy Voting:
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10. Name of the proxy holder:
---------------------------------------------------------- ----------------
11. Number of voting rights proxy holder will
cease
to hold:
---------------------------------------------------------- ----------------
12. Date on which proxy holder will cease to
hold
voting rights:
---------------------------------------------------------- ----------------
13. Additional information:
---------------------------------------------------------- ----------------
14. Contact name: Georgiy Nikitin
---------------------------------------------------------- ----------------
15. Contact telephone number: +1-617-778-7725
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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