Aureus Mining Inc. TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (5047Z)
December 11 2014 - 5:57AM
UK Regulatory
TIDMAUE
RNS Number : 5047Z
Aureus Mining Inc.
11 December 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-----------------------------------------------------------------------------------------------
1. Identity of the issuer or Aureus Mining Inc.
the underlying issuer
of existing shares to which
voting rights are
attached:
----------------------------------------------------------- ----------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights x
------------------------------------------------------------ ---------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ ---------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ ---------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ ---------------------------------
Other (please
specify):
---------------------------------------------------------- ---------------------------------
3. Full name of person(s) Richard Griffiths and controlled
subject to the undertakings
notification obligation:
----------------------------------------------------------- ----------------------------------
4. Full name of shareholder(s)
(if different from 3.):
----------------------------------------------------------- ----------------------------------
5. Date of the transaction 8, 9 December 2014
and date on
which the threshold is
crossed or
reached:
----------------------------------------------------------- ----------------------------------
6. Date on which issuer 11 December 2014
notified:
----------------------------------------------------------- ----------------------------------
7. Threshold(s) that is/are
crossed or
reached: 4, 5%
----------------------------------------------------------- ----------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- -------------------------------- --------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- --------------- --------------- ------------- -------------------------- -------------------------
Direct Direct Indirect Direct Indirect
-------------- ----------- ----------- ------------- ------------- ----------- ------------ -----------
CA0515471070 11,125,000 11,125,000 17,000,000 17,000,000 5.47%
--------------- --------------- ------------- ------------- ----------- ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
Period may be
acquired if
the
instrument
is
exercised/
converted.
------------------ ------------- ------------------------------ ---------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights
instrument period refers to
---------------- ------------- ------------- --------------- ---------------------------- -----------------------
Nominal Delta
---------------- ------------- ------------- --------------- ---------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------- ------------------------------------------------------------------
17,000,000 5.47%
-------------------------------------------------- ------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
-------------------------------------------------------------------------------
Blake Holdings
Limited 7,725,000
Seren Capital
Management Limited 2,350,000
Cream Capital
Limited 4,000,000
Oak Trust (Guernsey)
Limited 700,000
Richard Griffiths
direct holdings 1,500,000
Richard Griffiths
indirect holdings 725,000
Total 17,000,000
-----------
The above undertakings are all controlled by Richard
Griffiths
Proxy Voting:
-------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- ----------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- ----------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- ----------------
13. Additional information:
------------------------------------------------------------- ----------------
14. Contact name: James Sutcliffe
------------------------------------------------------------- ----------------
15. Contact telephone number: 01534 719761
------------------------------------------------------------- ----------------
Note: Annex should only be submitted to the FSA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
--------------------------------------------------------
Full name
(including legal form of
legal entities)
------------------------------------------------------
Contact address
(registered office for legal
entities)
------------------------------------------------------
Phone number & email
------------------------------------------------------
Other useful information
(at least legal representative
for legal persons)
------------------------------------------------------
B: Identity of the notifier, if applicable
--------------------------------------------------------
Full name
------------------------------------------------------
Contact address
------------------------------------------------------
Phone number & email
------------------------------------------------------
Other useful information
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------------------------
C: Additional information
--------------------------------------------------------
For notes on how to complete form TR-1 please see the
FSA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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