Morgan Stanley Form 8.5 (EPT/NON-RI) - Replacement of TAKEDA PHAR (0611C)
September 26 2018 - 11:36AM
UK Regulatory
TIDM43CT TIDM0RN3
RNS Number : 0611C
Morgan Stanley
26 September 2018
AMMENT Section (2a & 3a)
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley MUFG Securities Co., Ltd.
(b) Name of offeror/offeree in relation to whose relevant securities this Takeda Pharmaceutical Company Limited
form relates:
Use a separate form for each offeror/offeree
-----------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Shire plc
connected:
-----------------------------------------
(d) Date position held/dealing undertaken: 21 SEPTEMBER 2018
For an opening position disclosure, state the latest practicable date
prior to the disclosure
-----------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal YES - Shire plc
trader making disclosures
in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
-----------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: Ordinary
Interests Short positions
------------------ ------------------
Number % Number %
----------- ----- ----------- -----
(1) Relevant securities owned and/or controlled: 6,344,497 0.81 16,935,747 2.16
----------- ----- ----------- -----
(2) Cash-settled derivatives: 15,571,048 1.99 4,735,581 0.60
----------- ----- ----------- -----
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell: 0 0.00 0 0.00
----------- ----- ----------- -----
TOTAL: 21,915,545 2.79 21,671,328 2.76
----------- ----- ----------- -----
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: N/A
Details, including nature of the rights concerned and relevant percentages: N/A
----
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/sales Total number Highest price Lowest price
security of securities per unit paid/received per unit paid/received
Ordinary PURCHASES 2,319,191 4,781.9340 4,623.8790
JPY JPY
---------------- --------------- ------------------------ ------------------------
Ordinary SALES 3,236,168 4,781.9340 4,623.8790
JPY JPY
---------------- --------------- ------------------------ ------------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per
security e.g. CFD e.g. opening/closing securities unit
a long/short position,
increasing/reducing
a long/short position
Ordinary CFD 4715.0000
SHORT 200 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4715.0000
SHORT 2000 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4713.0000
LONG 2000 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4716.9561
SHORT 16000 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4713.0000
SHORT 35100 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4711.8192
LONG 214100 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4704.0000
SHORT 500 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4721.0000
LONG 400 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4715.0000
LONG 3200 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4713.6923
SHORT 3200 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4722.9120
SHORT 492103 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4722.9120
LONG 492103 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4721.0126
LONG 7900 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4715.0000
SHORT 100 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4713.0000
LONG 600 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4713.0000
LONG 500 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4713.2000
SHORT 1000 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4715.0000
SHORT 200 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4705.0689
SHORT 2900 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4687.0000
SHORT 100 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4722.9120
SHORT 492103 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4713.0000
LONG 708327 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4713.0000
LONG 4400 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4732.0000
LONG 200 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4703.0000
LONG 200 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4719.6000
LONG 1500 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4713.0000
LONG 3600 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4713.2602
SHORT 7200 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4715.0000
SHORT 2200 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4713.0000
LONG 2200 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4714.9455
LONG 20200 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4707.7913
SHORT 11500 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4701.5169
LONG 23600 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4710.6159
SHORT 6900 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4713.0000
LONG 4400 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4713.2602
SHORT 100 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4713.1111
SHORT 900 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4715.0000
LONG 200 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4707.0000
SHORT 200 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4714.2500
LONG 400 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4719.2500
SHORT 400 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4715.0000
SHORT 300 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4713.6923
SHORT 3300 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4715.0000
LONG 12500 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4708.4444
LONG 1800 JPY
-------------------- ------------------------ -------------------- ----------
Ordinary CFD 4715.0000
LONG 400 JPY
-------------------- ------------------------ -------------------- ----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
N/A N/A N/A N/A N/A
-------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 26 SEPTEMBER 2018
Contact name: Craig Horsley
------------------
Telephone number: +44(141) 245 7736
------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the
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Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
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END
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