Bank of America Merrill Lynch Form 38.5 (b) - Allergan Plc (4951M)
May 11 2020 - 6:19AM
UK Regulatory
TIDM0Y7T
RNS Number : 4951M
Bank of America Merrill Lynch
11 May 2020
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT,
1997,
TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT
RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED
INTERMEDIARY
STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt principal trader Bank of America, N.A., Proprietary
Company dealt in Allergan PLC
-----------------------------------
Class of relevant security to which the Common - IE00BY9D5467
dealings being disclosed relate(Note 1)
-----------------------------------
Date of dealing 08/05/2020
-----------------------------------
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing)
in the class of relevant security
dealt in (Note 2)
Class of relevant security: Common IE00BY9D5467
Long Short
------------------- --------------------
Number % Number %
---------- ------- ---------- --------
(1) Relevant securities 3,979,185 1.209% 335,008 0.102 %
---------- ------- ---------- --------
(2) Derivatives (other than options): 1,310,928 0.398% 4,960,456 1.507%
---------- ------- ---------- --------
(3) Options and agreements to purchase/sell: 0 0% 0 0%
---------- ------- ---------- --------
Total 5,290,113 1.607% 5,295,464 1.609%
---------- ------- ---------- --------
(b) Interests and short positions in relevant securities
of the company, other than the
class dealt in (Note 2)
Class of relevant security:
Long Short
------------ ------------
Number % Number %
------- --- ------- ---
(1) Relevant securities 0 0% 0 0%
------- --- ------- ---
(2) Derivatives (other than options): 0 0% 0 0%
------- --- ------- ---
(3) Options and agreements to purchase/sell: 0 0% 0 0%
------- --- ------- ---
Total 0 0% 0 0%
------- --- ------- ---
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of relevant securities Price per unit (Note 4)
Purchase 75 192.52 USD
------------------------------ ------------------------
Purchase 37 192.53 USD
------------------------------ ------------------------
Purchase 69 192.61 USD
------------------------------ ------------------------
Purchase 11 192.64 USD
------------------------------ ------------------------
Purchase 52 192.8 USD
------------------------------ ------------------------
Purchase 56 192.85 USD
------------------------------ ------------------------
Purchase 43 192.86 USD
------------------------------ ------------------------
Purchase 109 192.88 USD
------------------------------ ------------------------
Purchase 100 192.92 USD
------------------------------ ------------------------
Purchase 42 192.93 USD
------------------------------ ------------------------
Purchase 101 192.94 USD
------------------------------ ------------------------
Purchase 105 192.95 USD
------------------------------ ------------------------
Purchase 214 192.96 USD
------------------------------ ------------------------
Purchase 181 192.97 USD
------------------------------ ------------------------
Purchase 293 192.98 USD
------------------------------ ------------------------
Purchase 92 192.99 USD
------------------------------ ------------------------
Purchase 44,308 193.02 USD
------------------------------ ------------------------
Purchase 53 193.03 USD
------------------------------ ------------------------
Purchase 344 193.04 USD
------------------------------ ------------------------
Purchase 166 193.07 USD
------------------------------ ------------------------
Purchase 100 193.08 USD
------------------------------ ------------------------
Purchase 248 193.09 USD
------------------------------ ------------------------
Purchase 100 193.1 USD
------------------------------ ------------------------
Purchase 184 193.11 USD
------------------------------ ------------------------
Purchase 351 193.15 USD
------------------------------ ------------------------
Purchase 100 193.16 USD
------------------------------ ------------------------
Purchase/sale Number of relevant securities Price per unit (Note 4)
Sale 11 192.64 USD
------------------------------ ------------------------
Sale 45 192.99 USD
------------------------------ ------------------------
Sale 1,311,553 193.02 USD
------------------------------ ------------------------
(b) Derivatives transactions (other than options transactions)
Product name, Nature of transaction Number of relevant securities Price per unit
e.g. CFD (Note 5) (Note 6) (Note 4)
Swaps Opening a Long Position 42,000 192.99 USD
--------------------------- ------------------------------ ---------------
Swaps Closing a Long Position 36,000 192.99 USD
--------------------------- ------------------------------ ---------------
Swaps Reducing a Long Position 26,804 192.99 USD
--------------------------- ------------------------------ ---------------
Swaps Reducing a Long Position 35,000 192.99 USD
--------------------------- ------------------------------ ---------------
Swaps Reducing a Short Position 97,804 192.99 USD
--------------------------- ------------------------------ ---------------
Swaps Closing a Short Position 1,155,117 193.02 USD
--------------------------- ------------------------------ ---------------
Swaps Reducing a Short Position 109,750 193.02 USD
--------------------------- ------------------------------ ---------------
Swaps Closing a Long Position 42,000 192.99 USD
--------------------------- ------------------------------ ---------------
Swaps Increasing a Long Position 7,630 193.02 USD
--------------------------- ------------------------------ ---------------
(c) Options transactions in respect of existing relevant
securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry date Option money paid/ received
name, selling, securities price e.g. American, per unit (Note 4)
e.g. call purchasing, to which European
option varying the option etc
etc. relates (Note
7)
N/A N/A N/A N/A N/A N/A N/A
------------- --------------- --------- ---------------- ------------ ------------------------------
(ii) Exercising
Product name, Number of securities Exercise price per
e.g. call option unit (Note 4)
N/A N/A N/A
---------------------- --------------------
(d) Other dealings (including transactions in respect
of new securities) (Note 3)
Nature or transaction Details Price per unit
(Note 7) (if applicable) (Note 4)
N/A N/A N/A
--------- ---------------------------
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options
or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting rights
or future acquisition or disposal of any relevant securities to which any derivative
referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 38.5(b) attached? (Note 8) No
Date of disclosure 11/05/2020
Contact name Tolu Tade
------------------------
Telephone number +44207 996 3410
------------------------
Name of offeree/offeror with which connected AbbVie Inc
------------------------
Nature of connection (Note 9) Advisor to - AbbVie Inc
------------------------
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END
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