Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
November 16 2021 - 06:03AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C.
20549
FORM 12b-25
NOTIFICATION OF LATE FILING
SEC FILE NUMBER 001-10320
CUSIP NUMBER 0000836937
(Check One): ¨
Form 10-K ¨ Form 20-F
x Form 10-Q
¨ Form 10-D
¨ Form N-SAR
For Period Ended: September 30, 2021
¨ Transition Report on
Form 10-K
¨ Transition Report on
Form 20-F
¨ Transition Report on
Form 11-K
¨ Transition Report on
Form 10-Q
¨ Transition Report on
Form N-SAR
For the Transition Period Ended:
Read Instruction (on back page) Before Preparing Form. Please
Print or Type.
Nothing in this form shall be construed to imply that the
Commission has verified any information contained
herein.
|
If the notification relates to a portion of the filing checked
above, identify the Item(s) to which the notification relates:
|
PART I -- REGISTRANT
INFORMATION
|
UPD Holding Corp. |
Full Name of Registrant
|
|
Former Name if Applicable
|
75 Pringle Way | 8th Floor, Suite 804 |
Address of Principle Executive Office (Street
and Number)
|
Reno, NV 89502 |
City, State and Zip Code |
PART II -- RULES 12B-25(b) AND (c)
If the subject report could not be filed without unreasonable
effort or expense and the registrant seeks relief pursuant to Rule
12b-25(b), the following should be completed. (Check box if
appropriate)
¨ |
(a) The reason described
in reasonable detail in Part III of this form could not be
eliminated without unreasonable effort or expense; |
(b) The subject annual report,
semi-annual report, transition report on Form 10-K, Form 20-F, Form
11-K or Form N-SAR, or portion thereof, will be filed on or before
the fifteenth calendar day following the prescribed due date; or
the subject quarterly report or transition report on Form 10-Q or
subject distribution report on Form 10-D, or portion thereof, will
be filed on or before the fifth calendar day following the
prescribed due date; and |
(c) The accountant’s statement or
other exhibit required by Rule 12b-25(c) has been attached if
applicable. |
PART III--NARRATIVE
State below in reasonable detail why forms 10-K, 20-F, 11-K, 10-Q,
10-D, N-SAR, or the transition report or portion thereof, could not
be filed within the prescribed time period.
Need additional time for auditors to perform their function.
PART IV--OTHER INFORMATION
|
(1) |
Name and telephone number of person
to contact in regard to this notification |
Mark W. Conte | President |
|
775 |
|
829-7999 |
(Name) |
|
(Area
Code) |
|
(Telephone Number) |
|
(2) |
Have all other periodic reports
required under Section 13 or 15(d) of the Securities Exchange Act
of 1934 or Section 30 of the Investment Company Act of 1940 during
the preceding 12 months or for such shorter period that the
registrant was required to file such report(s) been filed? If the
answer is no, identify report(s). |
|
(3) |
Is it anticipated that any
significant change in results of operations from the corresponding
period for the last fiscal year will be reflected by the earnings
statements to be included in the subject report or portion
thereof? |
If so, attach an explanation of the anticipated change, both
narratively and quantitatively, and, if appropriate, state the
reasons why a reasonable estimate of the results cannot be
made.
UPD Holding Corp |
(Name of Registrant as Specified in
Charter) |
|
has caused this notification to be signed on its behalf by the
undersigned hereunto duly authorized.
Date |
November 15, 2021 |
By |
/s/ Mark W. Conte |
President |
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