Amended Notification That Annual Report Will Be Submitted Late (nt 10-k/a)
July 14 2022 - 09:00AM
Edgar (US Regulatory)
U.S.
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
12b-25/A
Amendment
No. 1
NOTIFICATION
OF LATE FILING
SEC
File Number: 000-53723
☒ Form
10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐
Form N-CSR
For
period ended: March 31, 2022
☐ |
Transition
Report on Form 10-K |
☐ |
Transition
Report on Form 20-F |
☐ |
Transition Report
on Form 11-K |
☐ |
Transition Report
on Form 10-Q |
☐ |
Transition Report
on Form N-SAR |
For
the Transition Period Ended: N/A
Nothing
in this form shall be construed to imply that the Commission has
verified any information contained herein. |
PART
I - REGISTRANT INFORMATION
TAURIGA
SCIENCES, INC. |
Full
Name of Registrant: |
|
4
Nancy Court, Suite 4 |
Address
of Principal Executive Office |
|
Wappingers
Falls, NY 12590 |
City,
State and Zip Code |
PART
II - RULES 12b-25 (b) AND (c)
If
the subject report could not be filed without unreasonable effort
or expense and the registrant seeks relief pursuant to Rule
12b-25(b), the following should be completed.
☐
|
(a) |
The
reasons described in reasonable detail in Part III of this form
could not be eliminated without unreasonable effort or
expense; |
|
|
(b) |
The
subject annual report, semi-annual report, transition report on
Form 10-K, Form 20-F, 11-K or Form N-SAR or Form N-CSR, or portion
thereof, will be filed on or before the fifteenth calendar day
following the prescribed due date; or the subject quarterly report
or transition report on Form 10-Q, or portion thereof, will be
filed on or before the fifth calendar day following the prescribed
due date; and |
|
|
(c) |
The
accountant’s statement or other exhibit required by Rule 12b-25(c)
has been attached, if applicable. |
PART
III - NARRATIVE
The
Company is unable to file its annual report on Form 10-K for the
period ended March 31, 2022 within the prescribed time period
resulting from certain regulatory constraints imposed on companies
in our industry, which are creating a significant financial
hardship on the Company at this time — that we had reasonably
anticipated would have been resolved as of the time of this report,
but which remain unresolved. As a result, the inherent cost and
expense in maintaining our public reporting obligations under the
Exchange Act of 1934, as amended, will prohibit us from completing
and obtaining required financial and other information without
unreasonable effort and expense in a timely fashion. We currently
plan to regain compliance as soon as reasonably
possible.
PART
IV - OTHER INFORMATION
(1) |
Name
and telephone number of person to contact in regard to this
notification |
Seth
Shaw |
|
917 |
|
796-9926 |
(Name) |
|
(Area
Code) |
|
(Telephone
Number) |
(2) |
Have
all other periodic reports required under Section 13 or 15(d) of
the Securities Exchange Act of 1934 or Section 30 of the Investment
Company Act of 1940 during the preceding 12 months or for such
shorter period that the registrant was required to file such
report(s) been filed? If the answer is no, identify
report(s). |
☒ Yes ☐
No
(3) |
Is it
anticipated that any significant change in results of operations
from the corresponding period for the last fiscal year will be
reflected by the earnings statements to be included in the subject
report or portion thereof? |
☐ Yes
☒ No
Tauriga
Sciences, Inc. |
(Name
of Registrant as Specified in Charter) |
has
caused this notification to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: |
July
14, 2022 |
|
|
|
|
By: |
/s/
Seth Shaw |
|
|
Seth
Shaw |
|
Title: |
Chief
Executive Officer |
|
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