Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
February 15 2022 - 4:31PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
12b-25
NOTIFICATION
OF LATE FILING
(Check
one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form N-SAR
For
Period Ended: December 31, 2021
☐
|
Transition
Report on Form 10-K
|
☐
|
Transition
Report on Form 20-F
|
☐
|
Transition
Report on Form 11-K
|
☐
|
Transition
Report on Form 10-Q
|
☐
|
Transition
Report on Form N-SAR
|
For
the Transition Period Ended: _______________
Read
Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing
in this form shall be construed to imply that the Commission has verified any information contained herein.
|
If
the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates:
PART
I - REGISTRANT INFORMATION
Tauriga
Sciences, Inc.
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Full
Name of Registrant
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Former
Name if Applicable
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4
Nancy Court, Suite 4
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Address
of Principal Executive Office (Street and Number)
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Wappingers
Falls, NY 12590
City,
State and Zip Code
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PART
II - RULES 12b-25(b) AND (c)
If
the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b),
the following should be completed. (Check box if appropriate)
☒
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(a)
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The
reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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☒
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(b)
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The
subject annual report, semi-annual report, transition report on Forms 10-K, 20-F, 11-K, Form N-SAR, or portion thereof, will be filed
on or before the 15th calendar day following the prescribed due date; or the subject quarterly report or transition report on Form
10-Q, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
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☐
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(c)
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The
accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART
III - NARRATIVE
State
below in reasonable detail the reasons why Forms 10-K, 11-K, 20-F, 10-Q, N-SAR, or the transition report portion thereof, could not be
filed within the prescribed time period.
Management
of the registrant deems additional time is necessary in order to fully assemble the necessary information and adequately complete its
financial statements required to be included in its Quarterly Report on Form 10-Q for the period ended December 31, 2021 (“Quarterly
Report”) and will not be able to file the Quarterly Report on February 14, 2022, the due date. Management anticipates the filing
of its Quarterly Report within the five-day extension period provided.
PART
IV - OTHER INFORMATION
(1)
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Name
and telephone number of person to contact in regard to this notification:
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Seth
M. Shaw
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917
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796-9926
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(Name)
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(Area
Code)
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(Telephone
Number)
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(2)
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Have
all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment
Company Act of 1940 during the preceding 12 months (or for such shorter) period that the registrant was required to file such reports)
been filed? If answer is no, identify report(s):
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Yes
☒ No ☐
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(3)
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Is
it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be
reflected by the earnings statements to be included in the subject report or portion thereof:
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Yes
☐ No ☒
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Tauriga
Sciences, Inc.
(Name
of Registrant as Specified in Charter)
has
caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Date:
February 15, 2022
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By:
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/s/
Seth M. Shaw
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Seth
M. Shaw
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Chief
Executive Officer
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Tauriga Sciences (CE) (USOTC:TAUG)
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