Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
February 05 2014 - 1:35PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on February 5, 2014
Securities Act Registration No. 333-136185
Investment Company Act Registration No. 811-21934
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
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REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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[x]
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Pre-Effective Amendment No.
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[
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Post-Effective Amendment No.
26
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[x]
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and/or
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REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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[x]
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Amendment No.
28
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[x]
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(Check appropriate box or boxes.)
RiverNorth Funds
(Exact Name of Registrant as Specified in Charter)
325 N. LaSalle Street
Suite 645
Chicago, IL
60654
(Address of Principal Executive Offices)(Zip Code)
Registrant’s Telephone Number, including Area Code:
(312) 832-1440
Marcus L. Collins
325
N. LaSalle Street
Suite 645
Chicago, IL 60654
(Name and Address of Agent for Service)
With copy to:
Joshua B.
Deringer
Drinker Biddle & Reath LLP
One Logan Square, Ste. 2000
Philadelphia, PA 19103-6996
Approximate
date of proposed public offering: As soon as practicable after the effective date of the Registration Statement.
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[X]
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immediately upon filing pursuant to paragraph (b)
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[
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on (date) pursuant to paragraph (b)
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[
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60 days after filing pursuant to paragraph (a)(1)
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[
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on (date) pursuant to paragraph (a)(1)
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[
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75 days after filing pursuant to paragraph (a)(2)
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[
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on (date) pursuant to paragraph (a)(2) of Rule 485.
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If appropriate, check the
following box:
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[
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this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies
that it meets all of the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto
duly authorized, in the City of Chicago, State of Illinois, on the 5th day of February, 2014.
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RiverNorth Funds
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By:
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/s/ Patrick W. Galley
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Patrick W. Galley
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Attorney-in-Fact
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Pursuant to the requirements of the Securities Act of 1933, this Amendment to Registration Statement has been signed
below by the following persons in the capacities and on the dates indicated.
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Signature
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Title
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Date
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/s/ Patrick W. Galley
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President (Principal Executive
Officer), & Trustee
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February 5, 2014
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Patrick W. Galley
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/s/ Jonathan M. Mohrhardt
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Treasurer (Principal Financial
and Accounting Officer)
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February 5, 2014
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Jonathan M. Mohrhardt
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John K. Carter*
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Trustee
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February 5, 2014
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John K. Carter
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Fred G. Steingraber*
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Trustee
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February 5, 2014
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Fred G. Steingraber
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*By:
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/s/ Patrick W. Galley
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Patrick W. Galley
Attorney-in-Fact
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February 5, 2014
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EXHIBIT INDEX
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Index No.
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Description of Exhibit
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EX-101.INS
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XBRL Instance Document
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EX-101.SCH
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XBRL Taxonomy Extension Schema Document
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EX-101.CAL
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XBRL Taxonomy Extension Calculation Linkbase
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EX-101.DEF
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XBRL Taxonomy Extension Definition Linkbase
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EX-101.LAB
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XBRL Taxonomy Extension Labels Linkbase
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EX-101.PRE
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XBRL Taxonomy Extension Presentation Linkbase
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