Hicks Acquisition Company I, Inc. Announces Public Filing and Listing Information
May 12 2009 - 4:30PM
PR Newswire (US)
DALLAS, May 12 /PRNewswire-FirstCall/ -- Hicks Acquisition Company
I, Inc. (NYSE Amex LLC: TOH) (the "Company") today made the
following announcements. Filing of Quarterly Report on Form 10-Q
The Company has filed its Quarterly Report on Form 10-Q with the
Securities and Exchange Commission for the quarter ending March 31,
2009. The Company's stockholders may obtain copies of its Quarterly
Report on Form 10-Q, free of charge, at the SEC's website
(http://www.sec.gov/) or by directing a request to the Company at
100 Crescent Court, Suite 1200, Dallas, Texas 75201 or by
contacting the Company at (214) 615-2300. Going Concern Opinion In
compliance with the NYSE Amex Company Guide Rule 610(b), which
requires a public announcement of the receipt of an audit opinion
containing a going-concern qualification, the Company also
announced today that the Company's consolidated financial
statements for the fiscal year ended December 31, 2008, included in
its Annual Report on Form 10-K filed with the Securities and
Exchange Commission, contained a going-concern qualification from
its auditors. This qualification announcement does not reflect any
change or amendment to the financial statements, as filed in its
Annual Report on Form 10-K. This qualification is due to the
requirement the Company must consummate a business combination by
September 28, 2009 or be dissolved, as further discussed in the
Company's Annual Report on Form 10-K. This factor and the Company's
declining cash available for release from its trust account to fund
the Company's working capital requirements raise substantial doubt
about the Company's ability to continue as a going concern. The
Company's current liquidity is most recently discussed in the
Company's Quarterly Report on Form 10-Q. Annual Stockholder Meeting
As previously announced, on February 10, 2009, the Company had
received notice from the NYSE Amex LLC (the "Exchange" or "NYSE
Amex") staff indicating that the Company was not in compliance with
the annual stockholder meeting requirements of Section 704 of the
NYSE Amex Company Guide, because the Company did not hold an annual
stockholders meeting during the year ended December 31, 2008. The
Company was afforded the opportunity to submit a plan of compliance
to the Exchange and on March 5, 2009 presented its plan to the
Exchange, which included a proposed extension until September 28,
2009 to regain compliance with the continued listing standards. On
May 11, 2009 the Exchange notified the Company that it accepted the
Company's plan of compliance but granted the Company an extension
until August 11, 2009 (in lieu of the requested September 28, 2009
extension) to regain compliance with the continued listing
standards. The Company will be required to provide the Exchange
staff with updates in conjunction with the initiatives of the plan
as appropriate or upon request of the Exchange and the Company will
be subject to periodic review by the Exchange staff during the
extension period. Failure to make progress consistent with the plan
or to regain compliance with the continued listing standards by the
end of the extension period could result in the Company being
delisted from the Exchange. About Hicks Acquisition Company I, Inc.
The Company is a special purpose acquisition company, launched in
October 2007 in an initial public offering that was at the time, at
$552 million of gross proceeds, the largest SPAC IPO. Founded by
Thomas O. Hicks, the Company was formed for the purpose of
acquiring, or acquiring control of, through a merger, capital stock
exchange, asset acquisition, stock purchase, reorganization or
similar business combination, one or more businesses or assets. It
currently has no operating businesses. Information Concerning
Forward-Looking Statements This press release includes
"forward-looking statements" within the meaning of the safe harbor
provisions of the United States Private Securities Litigation
Reform Act of 1995. Words such as "expect," "estimate," "project,"
"budget," "forecast," "anticipate," "intend," "plan," "may,"
"will," "could," "should," "contemplate," "believes," "predicts,"
"potential," "continue," and similar expressions are intended to
identify such forward-looking statements. Forward-looking
statements in this press release include matters that involve known
and unknown risks, uncertainties and other factors that may cause
actual results, levels of activity, performance or achievements to
differ materially from results expressed or implied by this press
release. The Company has no intention, and disclaims any
obligation, to update or revise any forward-looking statements,
whether as a result of new information, future results or
otherwise. For a discussion of such risks and uncertainties, which
could cause actual results to differ from those contained in the
forward-looking statements, see "Risk Factors" in the Company's
Annual Report on Form 10-K for the most recently ended fiscal year.
Risk factors may be updated in Item 1A in each of the Company's
Quarterly Reports on Form 10-Q for each quarterly period subsequent
to the Company's most recent Form 10-K. All forward-looking
statements are qualified in their entirety by this cautionary
statement. Contacts Mark Semer or Joseph Kuo Kekst and Company 212
521 4800 DATASOURCE: Hicks Acquisition Company I, Inc. CONTACT:
Mark Semer or Joseph Kuo, both of Kekst and Company,
+1-212-521-4800
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