(2)
Consists of (i) 14,487,559 common shares, (ii) 4,078,044 common shares underlying options that are exercisable within 60 days of February 28, 2022, and (iii) 89,394 common shares underlying warrants held by Mr. Barron. Does not include 2,275,334 common shares underlying options that are not exercisable and 781,250 common shares underlying restricted share units that do not vest within 60 days of February 28, 2022 held by Mr. Barron.
(3)
Consists of (i) 575,110 common shares held by The O’Sullivan Family Trust No. 1 and 101,372 common shares held by Mr. O’Sullivan, (ii) 685,672 common shares underlying options that are exercisable within 60 days of February 28, 2022 held by Mr. O’Sullivan. Does not include 1,011,259 common shares underlying options that are not exercisable and 312,500 common shares underlying restricted share units that do not vest within 60 days of February 28, 2022 held by O’Sullivan. Anthony O’Sullivan is the sole director of JOZEM Pty Ltd. which is the trustee of The O’Sullivan Family Trust No. 1.
(4)
Consists of (i) 301,398 common shares held by Ms. Ilves, (ii) 1,362,077 common shares underlying options that are exercisable within 60 days of February 28, 2022 held by Ms. Ilves, and (iii) 30,682 common shares held of record by Ms. Ilves’ children. Does not include 1,011,259 common shares underlying options that are not exercisable and 234,375 common shares underlying restricted share units that do not vest within 60 days of February 28, 2022 held by Ms. Ilves.
(5)
Consists of (i) 428,941 common shares and (ii) 135,084 common shares underlying options that are exercisable within 60 days of February 28, 2022 held by Mr. Shesky. Does not include 522,981 common shares underlying options that are not exercisable and 234,375 common shares underlying restricted share units that do not vest within 60 days of February 28, 2022 held by Mr. Shesky.
(6)
Consists of (i) 109,903 common shares and (ii) 1,323,613 common shares underlying options that are exercisable within 60 days of February 28, 2022 held by Mr. Stone. Does not include 505,630 common shares underlying options that are not exercisable and 156,250 common shares underlying restricted share units that do not vest within 60 days of February 28, 2022 held by Dr. Stone.
(7)
Consists of (i) 21,894 common shares held by Ms. Gedeon. Does not include 265,625 common shares underlying restricted share units that do not vest within 60 days of February 28, 2022 held by Ms. Gedeon.
(8)
Consists of (i) 151,585 common shares held by Ms. Stryker, (ii) 147,672 common shares held by the Gina Thomas Stryker 2008 Children’s Trust U/A DTD 12/09/2008 JRT, (iii) 147,672 common shares held by the Gina Thomas Stryker 2008 Children’s Trust U/A DTD 12/09/2008 MET, (iv) 209,221 common shares underlying warrants held by Ms. Stryker, (v) 202,528 common shares underlying warrants held by the Gina Thomas Stryker 2008 Children’s Trust U/A DTD 12/09/2008 JRT and (vi) 202,528 common shares underlying warrants held by the Gina Thomas Stryker 2008 Children’s Trust U/A DTD 12/09/2008 MET. Ms. Stryker is the trustee of each of these trusts.
(9)
Consists of 590,509 common shares underlying options that are exercisable within 60 days of February 2, 2022 held by Mr. Madsbjerg. Does not include 126,407 common shares underlying options that are not exercisable and 8,032 common shares underlying restricted share units that do not vest within 60 days of February 28, 2022 held by Mr. Madsbjerg.
(10)
Consists of (i) 642,613 common shares underlying options that are exercisable within 60 days of February 28, 2022 held by Mr. Karkar, (ii) 43,620,976 common shares held by ERAS Capital LLC (“ERAS”), and (iii) 1,414,716 common shares underlying warrants held by ERAS. Does not include 126,407 common shares underlying options that are not exercisable and 8,032 common shares underlying restricted share units that do not vest within 60 days of February 28, 2022 held by Mr. Karkar. Mr. Karkar has voting and dispositive control over the securities held by ERAS and therefore Mr. Karkar may be deemed to have beneficial ownership of the shares held by ERAS.
(11)
See footnotes 2 through 10.
(12)
The address of ERAS is 323 Marina Boulevard, San Francisco, California 94123. Consists of (i) 43,620,976 common shares and (ii) 1,414,716 common shares issuable upon exercise of warrants owned by ERAS. Andrei Karkar has voting and dispositive control over the securities held by ERAS and therefore Mr. Karkar may be deemed to have beneficial ownership of the shares held by ERAS.
(13)
The address of Maersk Supply Service A/S is Esplanaden 50 Copenhagen K, DK-1098 Denmark. Maersk Supply Service A/S is a subsidiary of AP Moller-Maersk A/S.
(14)
The address of Allseas Group S.A. is 18 Route de Pra de Plan, Case Postale, 411 1618 Chatel-Saint-Denis, Switzerland. Excludes 1,000,000 common shares held by Argentum Cedit Virtuti GCV, which has an ownership interest in Allseas Group S. A., to which Allseas Group, S.A. does not have voting or investment power with respect thereto.