false0000822416falsefalsefalsefalsefalse 0000822416 2019-08-01 2019-08-01

Washington, DC 20549



Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 1, 2019

(Exact name of registrant as specified in its Charter)

(State or other jurisdiction
(IRS Employer
of incorporation)
File Number)
Identification No.)

3350 Peachtree Road NE, Suite 150 , Atlanta , Georgia 30326
(Address of principal executive offices) (Zip Code)

Registrant's telephone number, including area code

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company.  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

Securities registered pursuant to Section 12(b) of the Act:

Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Shares, par value $0.01
New York Stock Exchange

Item 1.01 Entry into a Material Definitive Agreement

On August 1, 2019, Pulte Mortgage LLC, a wholly-owned subsidiary of PulteGroup, Inc., entered into the Ninth Amendment (the “Amendment”) to its Amended and Restated Master Repurchase Agreement ("Repurchase Agreement") with Comerica Bank, as agent and representative of itself as a buyer and the other buyers, and the other buyers listed therein. 

The Amendment extends the termination date to July 30, 2020 and adjusts the maximum aggregate commitment to the following amounts:

$190 million from August 1, 2019 through and including September 25, 2019
$260 million from September 26, 2019 through and including October 10, 2019
$190 million from October 11, 2019 through and including December 25, 2019
$375 million from December 26, 2019 through and including January 13, 2020
$190 million from January 14, 2020 through and including March 25, 2020
$270 million from March 26, 2020 through and including July 30, 2020

Additionally, the Amendment decreases the Daily Adjusting LIBOR Rate to 1.80%. The Facility Fee requirement also decreases to 0.12% per annum.

 A copy of the Amendment is attached as Exhibit 10.1 hereto and is herein incorporated by reference. The above referenced summary of material terms of the Repurchase Agreement is qualified in its entirety by reference to Exhibit 10.1.

Item 9.01 Financial Statements and Exhibits

(d)     Exhibits


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

August 5, 2019
/s/ Todd N. Sheldon
Todd N. Sheldon
Executive Vice President, General Counsel, and Corporate Secretary

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