Current Report Filing (8-k)
May 02 2018 - 4:41PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 2, 2018
PRUDENTIAL FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
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New Jersey
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001-16707
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22-3703799
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(State or other jurisdiction
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(Commission File
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(I.R.S. Employer
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of incorporation)
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Number)
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Identification No.)
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751 Broad Street
Newark, New Jersey 07102
(Address of principal executive offices and zip code)
(973)
802-6000
(Registrants telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of
this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02
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Results of Operations and Financial Condition.
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Prudential Financial, Inc. (the Company)
furnishes herewith, as Exhibit 99.1, a news release announcing first quarter 2018 results.
Item 7.01
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Regulation FD Disclosure.
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A.
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Quarterly Financial Supplement
. The Company furnishes herewith, as Exhibit 99.2, the Quarterly Financial Supplement for first quarter 2018.
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B.
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Conference Call and Related Materials
. Members of the Companys senior management will hold a conference call on Thursday, May 3, 2018 at 11:00 A.M. ET, to discuss the Companys first quarter 2018
results. Related materials are available on the Companys Investor Relations website at
www.investor.prudential.com
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Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date: May 2, 2018
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P
RUDENTIAL
F
INANCIAL
, I
NC
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By:
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/s/ Robert D. Axel
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Name:
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Robert D. Axel
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Title:
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Senior Vice President and Principal Accounting Officer
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3
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