Statement of Changes in Beneficial Ownership (4)
April 30 2020 - 2:16PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Foley Brendan M |
2. Issuer Name and Ticker or Trading Symbol
MCCORMICK & CO INC
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MKC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President Global Consumer |
(Last)
(First)
(Middle)
MCCORMICK & COMPANY, INCORPORATED, 24 SCHILLING ROAD, SUITE 1 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/27/2020 |
(Street)
HUNT VALLEY, MD 21031
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock - Voting | 4/27/2020 | | J(1) |
V
| 73.929 | A | $155.1885 | 18578.743 | D | |
Common Stock - Non Voting | 4/27/2020 | | J(1) |
V
| .824 | A | $155.1885 | 207.117 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Phantom Stock | (1) | 4/27/2020 | | J |
V
| 6.4696 | | (1) | (1) | Common Stock - Voting | 6.4696 | $156.87 | 1654.0161 | I | Non-Qualified Retirement Savings Plan |
Phantom Stock | (2) | 4/28/2020 | | A | | 10.3946 | | (2) | (2) | Common Stock - Voting | 10.3946 | $156.70 | 1664.4107 | I | Non-Qualified Retirement Savings Plan |
Explanation of Responses: |
(1) | Dividend Reinvestment |
(2) | Each share of Phantom Stock represents the right to receive one share of Common Stock - Voting. Shares of Phantom Stock are payable in shares of Commn Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Foley Brendan M MCCORMICK & COMPANY, INCORPORATED 24 SCHILLING ROAD, SUITE 1 HUNT VALLEY, MD 21031 |
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| President Global Consumer |
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Signatures
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Jason E. Wynn, Attorney-in-Fact | | 4/30/2020 |
**Signature of Reporting Person | Date |
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