Securities Registration (section 12(b)) (8-a12b)
February 14 2013 - 10:27AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
PowerShares Exchange-Traded Fund Trust II
(Exact name of registrant as specified in its charter)
Massachusetts
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See Below
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(State of incorporation or organization)
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(I.R.S. Employer Identification No.)
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301 West Roosevelt Road, Wheaton, IL
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60187
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(Address of Principal Executive Offices)
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(Zip Code)
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Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class
to be so registered
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Name of the exchange on which
each class is to be registered
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Shares of beneficial interest, par value $0.01 per share
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NYSE Arca, Inc.
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.
x
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.
o
Securities Act registration statement file number to which this form relates: 333-138490.
Securities to be registered pursuant to Section 12(g) of the Act: Not applicable
INFORMATION REQUIRED IN REGISTRATION STATEMENT
ITEM 1. DESCRIPTION OF REGISTRANTS SECURITIES TO BE REGISTERED.
A description of the shares of beneficial interest, $0.01 par value, of PowerShares S&P SmallCap Low Volatility Portfolio and PowerShares S&P MidCap Low Volatility Portfolio, each a series of PowerShares Exchange-Traded Fund Trust II (the Trust) to be registered hereunder is set forth in the Post-Effective Amendment No. 388 to the Trusts Registration Statement on Form N-1A (File Nos. 333-138490; 811-21977) as filed with the Securities and Exchange Commission on February 12, 2013, which description is incorporated herein by reference.
The series of the Trust to which this filing relates and its I.R.S. Employer Identification Number is as follows:
Series Name
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EIN
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PowerShares S&P SmallCap Low Volatility Portfolio
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46-1722875
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PowerShares S&P MidCap Low Volatility Portfolio
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46-1709977
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ITEM 2. EXHIBITS.
1. The Trusts Amended and Restated Declaration of Trust is included as exhibit (a) to Post-Effective Amendment No. 7 to the Trusts Registration Statement on Form N-1A (File Nos. 333-138490; 811-21977), as filed with the Securities and Exchange Commission on September 20, 2007.
2. The Trusts By-Laws are included as Exhibit (b) to Post-Effective Amendment No. 302 to the Trusts Registration Statement on Form N-1A (File Nos. 333-138490; 811-21977), as filed with the Securities and Exchange Commission on February 28, 2012.
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.
Date: February 14, 2013
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POWERSHARES EXCHANGE-TRADED FUND TRUST II
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By:
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/s/ Anna Paglia
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Name:
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Anna Paglia
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Title:
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Secretary
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