Statement of Changes in Beneficial Ownership (4)
March 16 2020 - 4:31PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Dolci Giovanni M. |
2. Issuer Name and Ticker or Trading Symbol
IMAX CORP
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IMAX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Head of Global Sales |
(Last)
(First)
(Middle)
THIRD FLOOR, D'OLIER CHAMBERS, 16A D'OLIER STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/12/2020 |
(Street)
DUBLIN, L2 D02 H589
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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common shares (opening balance) | | | | | | | | 5767 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
restricted share units (1) | $0.00 (2) | 3/12/2020 | | A | | 8844 | | (3) | (3) | common shares | 8844 | $0.00 (2) | 8844 (4) | D | |
Explanation of Responses: |
(1) | Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. |
(2) | Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. |
(3) | The restricted share units vest and will be converted to common shares in three equal installments on each of March 7, 2021, March 7, 2022 and March 7, 2023. |
(4) | This represents the number of restricted share units for this transaction only. Mr. Dolci's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 6,188, 16,963 and 5,767, respectively. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Dolci Giovanni M. THIRD FLOOR, D'OLIER CHAMBERS 16A D'OLIER STREET DUBLIN, L2 D02 H589 |
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| Head of Global Sales |
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Signatures
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/s/ Giovanni M. Dolci | | 3/16/2020 |
**Signature of Reporting Person | Date |
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