Statement of Changes in Beneficial Ownership (4)

Date : 12/07/2018 @ 5:04PM
Source : Edgar (US Regulatory)
Stock : Hyster-Yale Materials Handling Class A (HY)
Quote : 61.64  -1.08 (-1.72%) @ 9:02PM

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

RANKIN JAMES T
2. Issuer Name and Ticker or Trading Symbol

HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
_____ Officer (give title below)      __ X __ Other (specify below)
Member of a Group
(Last)          (First)          (Middle)

5875 LANDERBROOK DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

12/4/2018
(Street)

MAYFIELD HEIGHTS, OH 44124
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock   12/4/2018     P    2   (1) A $64.99   (2) 454   I   Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares  
Class A Common Stock   12/4/2018     P    2   (1) A $64.99   (2) 454   I   Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares  
Class A Common Stock   12/4/2018     P    2   (1) A $64.99   (2) 383   I   Proportionate interest in shares held by Rankin Associates VI  
Class A Common Stock   12/4/2018     P    2   (1) A $64.99   (2) 455   I   Spouse's proportionate interest in shares held by Rankin Associates VI   (3)
Class A Common Stock   12/4/2018     P    2   (1) A $64.99   (2) 453   I   Child's proportionate interest in shares held by Rankin Associates VI  
Class A Common Stock   12/4/2018     P    2   (1) A $64.99   (2) 453   I   Child's proportionate interest in shares held by Rankin Associates VI  
Class A Common Stock   12/6/2018     P    2   (1) A $62.52   (4) 456   I   Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares  
Class A Common Stock   12/6/2018     P    2   (1) A $62.52   (4) 456   I   Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares  
Class A Common Stock   12/6/2018     P    2   (1) A $62.52   (4) 385   I   Proportionate interest in shares held by Rankin Associates VI  
Class A Common Stock   12/6/2018     P    2   (1) A $62.52   (4) 457   I   Spouse's proportionate interest in shares held by Rankin Associates VI   (3)
Class A Common Stock   12/6/2018     P    2   (1) A $62.52   (4) 455   I   Child's proportionate interest in shares held by Rankin Associates VI  
Class A Common Stock   12/6/2018     P    2   (1) A $62.52   (4) 455   I   Child's proportionate interest in shares held by Rankin Associates VI  
Class A Common Stock                  9562   I   proportionate limited partnership interests in shares held by RA II LP  
Class A Common Stock                  81   I   proportionate interest in shares held by Rankin Associates V  
Class A Common Stock                  569   I   child's proportionate limited partnership interest in shares held by Rankin Associates II  
Class A Common Stock                  15853   I   Held by Trust  
Class A Common Stock                  862   I   Spouse's proportionate limited partnership interests in shares held by Rankin Associates II LP   (3)
Class A Common Stock                  563   I   Shares held by spouse   (3)
Class A Common Stock                  761   I   Minor child?s proportionate interests in shares held by Rankin Associates II.   (3)
Class A Common Stock                  1860   I   Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.   (3)
Class A Common Stock                  645   I   co-trustee of trust for the benefit of minor niece   (3)
Class A Common Stock                  1712   I   Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares.   (3)
Class A Common Stock                  563   I   co-trustee of the trust for the benefit of the minor nephew   (3)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   9562     9562   I   proportionate limited partnership interests in shares held by RA II, L.P  
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   569     569   I   child's proportionate limited partnership interest in shares held by Rankin Associates II  
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   15683     15683   D    
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   862     862   I   Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P   (3)
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   563     563   I   By Spouse.   (3)
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   761     761   I   As Custodian for reporting person's minor child's proportionate interest in RAII shares   (3)
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   1860     1860   I   Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.   (3)
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   645     645   I   Held through a trust for Reporting Person's minor niece/nephew   (3)
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   1712     1712   I   Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares.   (3)
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   563     563   I   co-trustee of the trust for the benefit of the minor nephew   (3)

Explanation of Responses:
(1)  Shares purchased pursuant to 10b5-1 plan
(2)  2018-Dec-4-Weighted Average - Share Price represents average price between $64.98 and $64.99.
(3)  Reporting Person disclaims beneficial ownership of all such shares.
(4)  2018-Dec-6-Weighted Average - Share Price represents average price between $62.50 and $62.67.
(5)  N/A

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
RANKIN JAMES T
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH 44124



Member of a Group

Signatures
/s/ Suzanne S. Taylor, attorney-in-fact 12/7/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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