Initial Statement of Beneficial Ownership (3)
June 13 2022 - 4:45PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Novelly Paul Anthony II |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/26/2022
|
3. Issuer Name and Ticker or Trading Symbol
FutureFuel Corp. [FF]
|
(Last)
(First)
(Middle)
C/O ST. ALBANS GLOBAL MANAGEMENT, 8235 FORSYTH BLVD., SUITE 400 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Street)
ST. LOUIS, MO 63105
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 17085100 | I | By St. Albans Global Management, LLC (1) |
Common Stock | 375000 | I | By Apex Holding Co. (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Mr. P.A. Novelly II is the sole manager of SAGM Holdings, LLC ("SAGM"), which is the manager of St. Albans Global Management, LLC ("Global"). As a result, each of Mr. P.A. Novelly II and SAGM may be deemed to share beneficial ownership of the securities held of record by Global. Subsequent to the filing of this report, Global, Mr. P.A. Novelly II and SAGM intend to jointly report beneficial ownership of these securities. |
(2) | Mr. P.A. Novelly II, in his capacity as Chief Executive Officer of Apex Holding Co. ("Apex Holding"), may be deemed to share beneficial ownership of the securities held of record by Apex Holding. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Novelly Paul Anthony II C/O ST. ALBANS GLOBAL MANAGEMENT 8235 FORSYTH BLVD., SUITE 400 ST. LOUIS, MO 63105 |
| X |
|
|
SAGM Holdings, LLC C/O ST. ALBANS GLOBAL MANAGEMENT 8235 FORSYTH BLVD., SUITE 400 ST. LOUIS, MO 63105 |
| X |
|
|
Apex Holding Co. C/O ST. ALBANS GLOBAL MANAGEMENT 8235 FORSYTH BLVD., SUITE 400 ST. LOUIS, MO 63105 |
| X |
|
|
Signatures
|
/s/ P.A. Novelly II | | 6/13/2022 |
**Signature of Reporting Person | Date |
SAGM Holdings, LLC, By: /s/ P.A. Novelly II, Manager | | 6/13/2022 |
**Signature of Reporting Person | Date |
Apex Holding Co., By: /s/ P.A. Novelly II, Chief Executive Officer | | 6/13/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
FutureFuel (NYSE:FF)
Historical Stock Chart
From Aug 2024 to Sep 2024
FutureFuel (NYSE:FF)
Historical Stock Chart
From Sep 2023 to Sep 2024