Statement of Changes in Beneficial Ownership (4)
November 22 2022 - 01:27PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * WEINBERG DAVID B |
2. Issuer Name and Ticker or Trading
Symbol COCA COLA CO [ KO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
C/O JUDD ENTERPRISES, 401 N. MICHIGAN AVE., SUITE
3050 |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/18/2022
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(Street)
CHICAGO, IL 60611
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock, $.25 Par
Value |
11/18/2022 |
|
G(1) |
V |
1200000 |
D |
$0 |
56738 |
I |
By Marital Trust of Deceased Family
Member (2) |
Common Stock, $.25 Par
Value |
11/18/2022 |
|
G(3) |
V |
400000 |
A |
$0 |
755214 |
D |
|
Common Stock, $.25 Par
Value |
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|
|
|
|
|
|
152930 |
I |
By Estate Trust of Deceased Family
Member (4) |
Common Stock, $.25 Par
Value |
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|
|
|
|
|
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3540000 |
I |
By Family Limited Partnerships (5) |
Common Stock, $.25 Par
Value |
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|
|
|
|
|
|
3000000 |
I |
By Family Trusts (6) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Phantom Share Units |
(7) |
|
|
|
|
|
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(8) |
(8) |
Common Stock, $.25 Par
Value |
52342.567 (9) |
|
52342.567 (9) |
D |
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Explanation of
Responses: |
(1) |
The transaction involved the
pro rata distribution of securities from the Marital Trust of a
deceased family member to the reporting person and other family
members as indirect residuary beneficiaries of the
trust. |
(2) |
The reporting person is one
of three trustees and holds an indirect residuary interest in the
trust. The reporting person disclaims beneficial ownership of the
reported securities except to the extent of his pecuniary interest
therein. |
(3) |
The transaction involved the
pro rata distribution of securities from the Marital Trust of a
deceased family member to the reporting person as an indirect
residuary beneficiary of the trust. This distribution merely
changed the form of the reporting person's beneficial ownership of
the distributed securities from indirect to direct and therefore
was exempt from Section 16 by virtue of Rule 16a-13. |
(4) |
The reporting person is one
of three trustees and holds a residuary interest in the trust. The
reporting person disclaims beneficial ownership of the reported
securities except to the extent of his pecuniary interest
therein. |
(5) |
The reporting person
disclaims beneficial ownership of the reported securities except to
the extent of his pecuniary interest therein. |
(6) |
The reported securities are
held in three trusts of which the reporting person is one of three
trustees. The reporting person disclaims beneficial ownership of
the reported securities except to the extent of his pecuniary
interest therein. |
(7) |
Each phantom share unit is
economically equivalent to one share of Common Stock. |
(8) |
The phantom share units
credited under The Coca-Cola Company Directors' Plan effective
January 1, 2020 (the "Directors' Plan") are settled in cash the
later of (i) January 15 of the year following the year in which the
reporting person leaves the Board, or (ii) six months following the
date on which the reporting person leaves the Board. |
(9) |
This number includes phantom
share units accrued through October 3, 2022 under the Directors'
Plan as result of crediting phantom dividends. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
WEINBERG DAVID B
C/O JUDD ENTERPRISES
401 N. MICHIGAN AVE., SUITE 3050
CHICAGO, IL 60611 |
X |
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|
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Signatures
|
/s/ David B. Weinberg |
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11/22/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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