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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): July 8, 2024
CĪON
Investment Corporation
(Exact Name of Registrant as Specified
in Charter)
Maryland |
|
000-54755 |
|
45-3058280 |
(State
or Other Jurisdiction of Incorporation) |
|
(Commission
File Number) |
|
(I.R.S.
Employer Identification No.) |
|
100 Park Avenue, 25th Floor
New York, New York 10017 |
|
|
(Address of Principal Executive Offices) |
|
|
(212) 418-4700 |
|
|
(Registrant’s
telephone number, including area code) |
|
|
Not
applicable |
|
|
(Former
name or former address, if changed since last report) |
|
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered
pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
symbol(s) |
|
Name
of each exchange on which registered |
Common stock, par value $0.001 per share |
|
CION |
|
The New York Stock Exchange |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 2.02. Results of Operations and Financial
Condition.
On July 8,
2024, CĪON Investment Corporation (“CION”) issued a press release announcing that it will (i) report its
financial results for the second quarter ended June 30, 2024 on Thursday, August 8, 2024, prior to the opening
of the financial markets, and (ii) discuss those financial results in an earnings conference call at 11 a.m. Eastern Time that same
day. A copy of the press release announcing the foregoing is attached hereto as Exhibit 99.1.
The
information disclosed under this Item 2.02, including Exhibit 99.1 hereto, is being “furnished” and shall not be deemed “filed”
by CION for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise
subject to the liabilities of that Section, and shall not be deemed incorporated by reference into any filing under the Securities Act
of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Item 7.01. Regulation
FD Disclosure.
The
information in Item 2.02 of this Current Report on Form 8-K is incorporated by reference into this Item 7.01.
Item 9.01.
Financial Statements and Exhibits.
Pursuant to the requirements of the Securities
Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
|
CĪON Investment Corporation
|
Date: |
July 8, 2024 |
By: /s/ Michael A. Reisner |
|
|
Co-Chief Executive Officer |
EXHIBIT LIST
Exhibit 99.1
![](https://www.sec.gov/Archives/edgar/data/1534254/000110465924078249/tm2418894d1_ex99-1img001.jpg)
CION INVESTMENT CORPORATION SCHEDULES 2024 SECOND
QUARTER EARNINGS RELEASE AND CONFERENCE CALL
Call Scheduled for 11:00 a.m. ET on Thursday,
August 8, 2024
NEW YORK, NY (July 8, 2024) – CION
Investment Corporation (NYSE: CION) (“CION”) announced today that it will report its financial results for the second quarter
ended June 30, 2024 on Thursday, August 8, 2024, prior to the opening of the financial markets. CION will discuss those results
in an earnings conference call at 11:00 a.m. ET that same day.
Participant Dial-in Numbers:
Domestic (Toll-Free): 877-484-6065
International (Toll): +1 201-689-8846
All
participants are asked to dial in approximately 10 minutes before start time. An accompanying slide presentation will be available in
PDF format in the Investor Resources – Events and Presentations section of CION’s website at www.cionbdc.com
after issuance of the earnings release.
Webcast:
To
register for the webcast, please use the following link: CION Investment Corporation Second Quarter Conference Call.
Those who are unable to attend the live conference
call may access the recording at the above webcast link, which will be made available shortly after the conclusion of the call.
ABOUT CION INVESTMENT CORPORATION
CION
Investment Corporation is a leading publicly listed business development company that had approximately $2.0 billion in total assets as
of March 31, 2024. CION seeks to generate current income and, to a lesser extent, capital appreciation for investors by focusing
primarily on senior secured loans to U.S. middle-market companies. CION is advised by CION Investment Management, LLC, a registered investment
adviser and an affiliate of CION. For more information, please visit www.cionbdc.com.
FORWARD-LOOKING STATEMENTS
This press release may
contain forward-looking statements that involve substantial risks and uncertainties. You can identify these statements by the use of forward-looking
terminology such as "may," "will," "should," "expect," "anticipate," "project,"
"target," "estimate," "intend," "continue," or "believe" or the negatives thereof or
other variations thereon or comparable terminology. You should read statements that contain these words carefully because they discuss
CION’s plans, strategies, prospects and expectations concerning its business, operating results, financial condition and other similar
matters. These statements represent CION’s belief regarding future events that, by their nature, are uncertain and outside of CION’s
control. There are likely to be events in the future, however, that CION is not able to predict accurately or control. Any forward-looking
statement made by CION in this press release speaks only as of the date on which it is made. Factors or events that could cause CION’s
actual results to differ, possibly materially from its expectations, include, but are not limited to, the risks, uncertainties and other
factors CION identifies in the sections entitled "Risk Factors" and "Forward-Looking Statements" in filings CION makes
with the SEC, and it is not possible for CION to predict or identify all of them. CION undertakes no obligation to update or revise publicly
any forward-looking statements, whether as a result of new information, future events or otherwise, except as required by law.
OTHER INFORMATION
The information in this press release is summary
information only and should be read in conjunction with CION’s Current Report on Form 8-K, which CION filed with the SEC on
July 8, 2024, as well as CION’s other reports filed with the SEC. A copy of CION’s Current Report on Form 8-K and
CION’s other reports filed with the SEC can be found on CION’s website at www.cionbdc.com and the SEC’s website
at www.sec.gov.
CONTACTS
Media
Susan Armstrong
sarmstrong@cioninvestments.com
Investor
Relations
Charlie Arestia
carestia@cioninvestments.com
(646) 253-8259
James Carbonara
Hayden IR
James@haydenir.com
(646) 755-7412
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