Current Report Filing (8-k)
June 08 2020 - 4:31PM
Edgar (US Regulatory)
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0000017843
2020-06-03
2020-06-04
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF
THE SECURITIES
EXCHANGE ACT OF 1934
Date of Report (Date
of earliest event reported): June 4, 2020
CARPENTER TECHNOLOGY CORPORATION
(Exact name of registrant as specified
in its charter)
Delaware
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1-5828
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23-0458500
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(State
of or other jurisdiction of
incorporation)
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(Commission
File Number)
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(IRS
Employer
I.D. No.)
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1735 Market Street
Philadelphia, Pennsylvania
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19103
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(Address
of principal executive offices)
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(Zip
Code)
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(610) 208-2000
Registrant’s telephone number,
including area code
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered or required to be registered pursuant
to Section 12(b) of the Act:
Title of each class
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Trading
Symbol
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Name of each exchange
on which registered
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Common Stock, $5 Par Value
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CRS
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b.2 of this chapter).
Emerging growth
company ¨
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with
any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.02 - Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On June 4, 2020, Michael Murtagh resigned
as Vice President and Group President – Specialty Alloys Operations (SAO) of Carpenter Technology Corporation (the “Company”),
effective June 30, 2020, in conjunction with the Company’s reduction of total global salaried positions. Mr. Murtagh
will remain an employee of the Company through August 31, 2020.
Item 7.01 – Regulation FD Disclosure.
On June 4, 2020, the Company issued
a press release announcing certain actions it took to enhance long-term success of the Company. A copy of the press release is
furnished as Exhibit 99.1 to this Form 8-K.
Item 9.01 - Financial Statements and Exhibits
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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CARPENTER TECHNOLOGY CORPORATION
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By
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/s/ Timothy Lain
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Timothy Lain
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Vice President and Chief Financial Officer
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Date: June 8, 2020
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