Carpenter Technology Corp - Statement of Changes in Beneficial Ownership (4)
June 19 2008 - 4:00PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
TURNER KATHRYN C
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2. Issuer Name
and
Ticker or Trading Symbol
CARPENTER TECHNOLOGY CORP
[
CRS
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
CARPENTER TECHNOLOGY CORPORATION, PO BOX 14662
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3. Date of Earliest Transaction
(MM/DD/YYYY)
6/17/2008
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(Street)
READING, PA 19612-4662
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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3019.188
(1)
(2)
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D
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Common Stock
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6/17/2008
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M
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2300
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A
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$17.7815
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5343.514
(1)
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D
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Common Stock
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6/17/2008
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S
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1500
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D
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$48.0193
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3843.514
(1)
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D
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Common Stock
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6/17/2008
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S
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298
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D
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$48.05
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3545.514
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Director Stock Option (Right to Buy)
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$17.7815
(3)
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6/17/2008
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M
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2300
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10/27/1999
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10/27/2008
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Common Stock
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2300
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(4)
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1700
(5)
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D
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Director Stock Option (Right to Buy)
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$14.5315
(3)
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10/23/2001
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10/23/2010
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Common Stock
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4000
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4000
(5)
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D
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Director Stock Option (Right to Buy)
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$12.795
(3)
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10/27/2004
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10/27/2013
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Common Stock
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6000
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6000
(5)
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D
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Director Stock Option (Right to Buy)
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$53.87
(3)
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10/30/2007
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10/30/2016
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Common Stock
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4000
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4000
(5)
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D
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Director Stock Option (Right to Buy)
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$63.535
(3)
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10/15/2008
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10/15/2017
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Common Stock
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3614
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3614
(5)
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D
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Stock Units
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(6)
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(7)
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(7)
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Common Stock
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16261.22
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16261.22
(5)
(8)
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D
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Explanation of Responses:
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(
1)
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Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.
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(
2)
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The share balance reflects an increase in shares resulting from a 2-for-1 stock split in the form of a 100% stock dividend, with the distribution having been made on November 15, 2007.
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(
3)
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The exercise price reflects the adjusted price resulting from a 2-for-1 stock split in the form of a 100% dividend, with the distribution having been made on November 15, 2007.
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(
4)
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The reporting person was granted an option to purchase stock as part of her director's compensation with an effective grant date of 10/27/1998.
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(
5)
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The balance reflects the increase in derivative securities resulting from a 2-for-1 stock split in the form of a 100% dividend, with the distribution having been made on November 15, 2007.
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(
6)
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Converts to common stock on a 1-for-1 basis
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(
7)
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Payable upon retirement
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(
8)
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Includes dividend equivalents
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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TURNER KATHRYN C
CARPENTER TECHNOLOGY CORPORATION
PO BOX 14662
READING, PA 19612-4662
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X
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Signatures
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Oliver C. Mitchell/POA
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6/19/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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