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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) February 14, 2020 (February 13, 2020)

 

CALERES, INC.

(Exact name of registrant as specified in its charter)

 

         

New York

 

1-2191

 

43-0197190

(State or other jurisdiction of incorporation or organization)

 

(Commission File Number)

 

(IRS Employer Identification Number)

         

 

     

8300 Maryland Avenue St. Louis, Missouri

 

63105

(Address of principal executive offices)

 

(Zip Code)

 

(314) 854-4000

(Registrant's telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock - par value of $0.01 per share

CAL

New York Stock Exchange

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 


 

 

 

 

Item 2.02   Results of Operations and Financial Condition

 

On February 13, 2020, Caleres, Inc. (the "Company") issued a press release (the "Press Release") announcing preliminary net sales for the fourth quarter ended February 1, 2020.  A copy of the Press Release is being furnished as Exhibit 99.1 hereto, and the statements contained therein are incorporated by reference herein.

 

In accordance with General Instruction B.2. of Form 8-K, the information contained in Item 2.02 and the Exhibit attached hereto shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall they be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

 

Item 9.01   Results of Operations and Financial Condition

 

(d)

Exhibit

 
 

99.1

Press Release Issued February 13, 2020

  104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

CALERES, INC.

   

(Registrant)

     
     

Date:  February 14, 2020

/s/ Thomas C. Burke

   

Thomas C. Burke

   

Vice President, General Counsel and Secretary

 

 

 

 

INDEX TO EXHIBITS

 

 

Exhibit Number

 

Description

99.1

 

Press Release dated February 13, 2020

 

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