Statement of Changes in Beneficial Ownership (4)
January 04 2021 - 5:41PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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ROLLINS JEFFREY W |
2. Issuer Name and Ticker or Trading Symbol
Bally's Corp
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BALY
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O BALLY'S CORPORATION, 100 WESTMINSTER STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/30/2020 |
(Street)
PROVIDENCE, RI 02903
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/30/2020 | | A(1) | | 3943 | A | $0 | 77638 | D | |
Common Stock | 1/4/2021 | | S(2) | | 5000 | D | $48.291 (3) | 72638 | D | |
Common Stock | | | | | | | | 3409 | I | LLC (4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On December 30, 2020, the reporting person was granted 3,943 fully vested shares of Bally's Corporation, (the "Company") as a stock award under the Company's equity plan. |
(2) | The sale of shares of common stock reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on August 18, 2020. |
(3) | The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $46.00 to $51.14. The reporting person undertakes to provide Bally's Corporation, any security holder of Bally's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
(4) | A limited liability corporation over which reporting person has sole voting and investment power. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
ROLLINS JEFFREY W C/O BALLY'S CORPORATION 100 WESTMINSTER STREET PROVIDENCE, RI 02903 | X |
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Signatures
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/s/Joseph McGrail - Attorney-in-Fact | | 1/4/2021 |
**Signature of Reporting Person | Date |
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