Statement of Changes in Beneficial Ownership (4)
June 07 2021 - 6:26PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kogl Cristen L |
2. Issuer Name and Ticker or Trading Symbol
ZEBRA TECHNOLOGIES CORP
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ZBRA
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Legal Officer |
(Last)
(First)
(Middle)
3 OVERLOOK POINT |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/4/2021 |
(Street)
LINCOLNSHIRE, IL 60069
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | | | | | | | | 5960 | D | |
Class A Common Stock | 6/4/2021 | | M | | 348 | A | $85.82 | 6308 | D | |
Class A Common Stock | 6/4/2021 | | F | | 155 | D | $515.60 | 6153 | D | |
Class A Common Stock | 6/4/2021 | | M | | 594 | A | $108.20 | 6747 | D | |
Class A Common Stock | 6/4/2021 | | F | | 264 | D | $515.60 | 6483 | D | |
Class A Common Stock | 6/4/2021 | | M | | 6 | A | $51.42 | 6489 | D | |
Class A Common Stock | 6/4/2021 | | F | | 3 | D | $515.60 | 6486 | D | |
Class A Common Stock | 6/4/2021 | | S | | 526 | D | $515.47 | 5960 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Appreciation Right | $85.82 | 6/4/2021 | | M | | | 418 | (1) | 3/19/2025 | Class A Common Stock | 418.0 | $0 | 0 | D | |
Stock Appreciation Right | $108.2 | 6/4/2021 | | M | | | 753 | (2) | 5/15/2025 | Class A Common Stock | 753.0 | $0 | 0 | D | |
Stock Appreciation Right | $51.42 | 6/4/2021 | | M | | | 7 | (3) | 5/12/2026 | Class A Common Stock | 7.0 | $0 | 0 | D | |
Stock Appreciation Right | $98.87 | | | | | | | (4) | 5/11/2024 | Class A Common Stock | 930.0 | | 930 | D | |
Stock Appreciation Right | $103.84 | | | | | | | (5) | 8/9/2024 | Class A Common Stock | 719.0 | | 719 | D | |
Stock Appreciation Right | $149.57 | | | | | | | (6) | 5/10/2025 | Class A Common Stock | 862.0 | | 862 | D | |
Stock Appreciation Right | $171.74 | | | | | | | (7) | 9/1/2025 | Class A Common Stock | 732.0 | | 732 | D | |
Stock Appreciation Right | $205.12 | | | | | | | (8) | 5/2/2026 | Class A Common Stock | 2260.0 | | 2260 | D | |
Stock Appreciation Right | $244.97 | | | | | | | (9) | 4/30/2027 | Class A Common Stock | 2454.0 | | 2454 | D | |
Explanation of Responses: |
(1) | Of the stock appreciation rights subject to this SAR, 418 vest on March 19, 2019. |
(2) | Of the stock appreciation rights subject to this SAR, 188 vest on May 15, 2016, 188 vest on May 15, 2017, 188 vest on May 15, 2018 and 189 vest on May 15, 2019. |
(3) | Of the stock appreciation rights subject to this SAR, 503 vest on May 12, 2019 and 504 vest on May 12, 2020. |
(4) | Of the stock appreciation rights subject to this SAR, 310 vest on May 11, 2019, 310 vest on May 11, 2020 and 310 vest on May 11, 2021. |
(5) | Of the stock appreciation rights subject to this SAR, 239 vest on August 9, 2019, 240 vest on August 9, 2020 and 240 vest on August 9, 2021. |
(6) | Of the stock appreciation rights subject to this SAR, 215 vest on May 10, 2019, 215 vest on May 10, 2020, 216 vest on May 10, 2021 and 216 vest on May 10, 2022. |
(7) | Of the stock appreciation rights subject to this SAR, 183 vest on September 1, 2019, 183 vest on September 1, 2020, 183 vest on September 1, 2021 and 183 vest on September 1, 2022. |
(8) | Of the stock appreciation rights subject to this SAR, 565 vest on May 2, 2020, 565 vest on May 2, 2021, 565 vest on May 2, 2022 and 565 vest on May 2, 2023. |
(9) | Of the stock appreciation rights subject to this SAR, 613 vest on April 30, 2021, 613 vest on April 30, 2022, 614 vest on April 30, 2023 and 614 vest on April 30, 2024. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kogl Cristen L 3 OVERLOOK POINT LINCOLNSHIRE, IL 60069 |
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| Chief Legal Officer |
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Signatures
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/s/ Derek Spychalski, Attorney-In-Fact | | 6/7/2021 |
**Signature of Reporting Person | Date |
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