Current Report Filing (8-k)
March 09 2021 - 7:04AM
Edgar (US Regulatory)
0001429560
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0001429560
2021-03-09
2021-03-09
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
March 9, 2021
TREVENA, INC.
(Exact name of registrant as specified in
its charter)
Delaware
(State or other jurisdiction of incorporation)
001-36193
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26-1469215
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(Commission
File No.)
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(IRS Employer
Identification No.)
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955 Chesterbrook Boulevard, Suite 110
Chesterbrook, PA 19087
(Address of principal executive offices
and zip code)
Registrant’s telephone number, including
area code: (610) 354-8840
Not applicable
(Former name or former address, if changed
since last report.)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.001 par value
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TRVN
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The Nasdaq Stock Market LLC
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company
¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
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Item 2.02.
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Results of Operations and Financial Condition.
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On March 9, 2021, Trevena, Inc. (the “Company”)
issued a press release announcing its financial results for the quarter and year ended December 31, 2020 and provided an overview
of its 2020 and 2021 year-to-date operational highlights. A copy of the press release is furnished hereto as Exhibit 99.1
and incorporated herein by reference.
The information under this caption and contained in the press
release attached hereto as Exhibit 99.1 is furnished by the Company in accordance with Securities Exchange Commission Release
No. 33-8216. This information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange
Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of
1933, as amended, or the Exchange Act whether made before or after the date of this Current Report, except as shall be expressly
set forth by specific reference in such a filing.
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Item 7.01
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Regulation FD Disclosure
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On March 9, 2021, the Company updated its website to include
an updated corporate presentation deck. A copy of the updated corporate presentation deck is attached hereto as Exhibit 99.2.
The information set forth on this Item 7.01 and furnished hereto
as Exhibit 99.2 shall not be deemed “filed” for purposes of Section 18 of the Exchange Act or incorporated
by reference into any of the Company’s filings under the Securities Act or the Exchange Act, whether made before or after
the date of this Current Report, except as shall be expressly set forth by specific reference in such a filing.
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Item 9.01.
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Financial Statements and Exhibits.
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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TREVENA, INC.
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Date: March 9, 2021
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By:
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/s/ Barry Shin
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Barry Shin
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Senior Vice President & Chief Financial Officer
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