Amended Statement of Changes in Beneficial Ownership (4/a)
June 03 2021 - 05:29PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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|
1. Name
and Address of Reporting Person * SINHA AWADHESH K |
2. Issuer Name and Ticker or Trading
Symbol STEVEN MADDEN, LTD. [ SHOO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chief Operating Officer |
(Last)
(First)
(Middle)
C/O STEVEN MADDEN, LTD., 52-16 BARNETT AVENUE |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/1/2019
|
(Street)
LONG ISLAND CITY, NY 11104
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
5/28/2021
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock, par value $0.0001 per
share |
11/1/2019 |
|
S |
|
14943 |
D |
$41.13 |
71824 (1)(2) |
D |
|
Common Stock, par value $0.0001 per
share |
12/17/2019 |
|
F |
|
5464 (3) |
D |
$42.32 |
66360 |
D |
|
Common Stock, par value $0.0001 per
share |
1/2/2020 |
|
A |
|
11598 |
A |
$43.11 |
77958 |
D |
|
Common Stock, par value $0.0001 per
share |
5/11/2021 |
|
S |
|
20239 |
D |
$43.0734 (4) |
57719 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The Original Form 4, which
reported a transaction that occurred after the stock split
referenced in footnote 2 of this Form 4/A understated by 28,922 the
number of shares owned by the reporting person following the
reported transaction as a result of the omission of the 28,922
shares received by the reporting person in the stock split. This
Form 4/A corrects the mistake on the Original Form 4 by showing an
increase of 28,922 shares in the number reported on the original
Form 4. As a consequence, 42,902, rather than 71,824 (reflecting
the correct number of shares beneficially owned), were reported as
owned by the reporting person in the Form 4 filed on December 6,
2018. |
(2) |
On October 11, 2018, the
Company effected a three-for-two stock split (effected as a stock
dividend), which resulted in the reporting person receiving 28,922
additional shares of Common Stock of Steven Madden, Ltd. (the
"Company"). |
(3) |
Represents shares withheld
to satisfy the reporting person's tax obligations in connection
with the vesting of 16,079 shares of restricted common stock of the
Company. |
(4) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $43.0305 to $43.16, inclusive.
The reporting person undertakes to provide to the Company, any
security holder of the Company or the staff of the Securities and
Exchange Commission, upon request, full information regarding the
number of shares sold at each separate price within the range set
forth in this footnote. |
Remarks:
The Form 4 filed by the reporting person on May 28, 2021 was
intended as an amendment to the original Form 4 filed by the
reporting person on November 5, 2019 ("Original Form 4"). However,
it was mistakenly filed as a new Form 4, rather than an amendment
to the Original Form 4. This Form 4/A is being filed to indicate
that the Form 4 filed on May 28, 2021 was intended as an amendment
to the original Form 4 and restate the amended information in its
entirety. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
SINHA AWADHESH K
C/O STEVEN MADDEN, LTD.
52-16 BARNETT AVENUE
LONG ISLAND CITY, NY 11104 |
|
|
Chief Operating Officer |
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Signatures
|
/s/ Mike Lomenzo, Attorney-in-Fact for Awadhesh
K. Sinha |
|
6/3/2021 |
**Signature of Reporting
Person |
Date |
Steven Madden (NASDAQ:SHOO)
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