Initial Statement of Beneficial Ownership (3)
January 06 2021 - 6:30PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Mazouzi Zine |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/1/2021
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3. Issuer Name and Ticker or Trading Symbol
STEVEN MADDEN, LTD. [SHOO]
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(Last)
(First)
(Middle)
C/O STEVEN MADDEN LTD, 52-16 BARNETT AVENUE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Financial Officer / |
(Street)
LONG ISLAND CITY, NY 11104
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $0.0001 per share | 14877 | D (1)(2)(3)(4) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Includes an aggregate of 13,882 restricted shares of common stock of Steven Madden, Ltd. (the "Company") awarded to the reporting person as described in footnotes (2), (3) and (4) hereof. |
(2) | Grant Date: 01/02/2019 - Vesting: Five (5) substantially equal annual installments on each of 01/02/2020, 01/02/2021, 01/02/2022, 01/02/2023, 01/02/2024 - Restricted Shares: 6,562. |
(3) | Grant Date: 01/02/2020 - Vesting: Five (5) substantially equal annual installments on each of 01/02/2021, 01/02/2022, 01/02/2023, 01/02/2024, 01/02/2025 - Restricted Shares: 2,320. |
(4) | Grant Date: 08/03/2020 - Vesting: Five (5) substantially equal annual installments on each of 08/03/2021, 08/03/2022, 08/03/2023, 08/03/2024, 08/03/2025 - Restricted Shares: 5,000. |
Remarks: Reporting Person was appointed as Chief Financial Officer of the Company, effective 01/01/2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Mazouzi Zine C/O STEVEN MADDEN LTD 52-16 BARNETT AVENUE LONG ISLAND CITY, NY 11104 |
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| Chief Financial Officer |
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Signatures
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/s/ Zine Mazouzi | | 1/6/2021 |
**Signature of Reporting Person | Date |
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