Statement of Changes in Beneficial Ownership (4)
March 19 2019 - 3:43PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
SEAVER R ARTHUR JR
|
2. Issuer Name
and
Ticker or Trading Symbol
SOUTHERN FIRST BANCSHARES INC
[
SFST
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chief Executive Officer
|
(Last)
(First)
(Middle)
P.O. BOX 17465
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/15/2019
|
(Street)
GREENVILLE, SC 29606
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
3/15/2019
|
|
M
|
|
2000
|
A
|
$5.67
|
49591
|
D
|
|
Common Stock
|
3/15/2019
|
|
S
|
|
888
|
D
|
$36
|
48703
|
D
|
|
Common Stock
|
3/15/2019
|
|
S
|
|
600
|
D
|
$36.21
|
48103
|
D
|
|
Common Stock
|
3/15/2019
|
|
S
|
|
142
|
D
|
$36.12
|
47961
|
D
|
|
Common Stock
|
3/15/2019
|
|
S
|
|
101
|
D
|
$36.06
|
47860
|
D
|
|
Common Stock
|
3/15/2019
|
|
S
|
|
100
|
D
|
$36.2
|
47760
|
D
|
|
Common Stock
|
3/15/2019
|
|
S
|
|
100
|
D
|
$36.11
|
47660
|
D
|
|
Common Stock
|
3/15/2019
|
|
S
|
|
35
|
D
|
$36.09
|
47625
|
D
|
|
Common Stock
|
3/15/2019
|
|
S
|
|
22
|
D
|
$36.17
|
47603
|
D
|
|
Common Stock
|
3/15/2019
|
|
S
|
|
12
|
D
|
$36.16
|
47591
|
D
|
|
Common Stock
|
3/18/2019
|
|
M
|
|
3911
|
A
|
$5.67
|
51502
|
D
|
|
Common Stock
|
3/18/2019
|
|
S
|
|
3100
|
D
|
$36
|
48402
|
D
|
|
Common Stock
|
3/18/2019
|
|
S
|
|
424
|
D
|
$36.03
|
47978
|
D
|
|
Common Stock
|
3/18/2019
|
|
S
|
|
387
|
D
|
$36.01
|
47591
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Stock Options (right to buy)
|
$5.67
|
3/15/2019
|
|
M
|
|
|
2000
|
1/19/2011
|
1/19/2020
|
Common Stock
|
2000
|
$5.67
|
167042
|
D
|
|
Stock Options (right to buy)
|
$5.67
|
3/18/2019
|
|
M
|
|
|
3911
|
1/19/2011
|
1/19/2020
|
Common Stock
|
3911
|
$5.67
|
163131
|
D
|
|
Explanation of Responses:
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
SEAVER R ARTHUR JR
P.O. BOX 17465
GREENVILLE, SC 29606
|
X
|
|
Chief Executive Officer
|
|
Signatures
|
R. Arthur Seaver, Jr. /s/Julie A. Fairchild, POA
|
|
3/19/2019
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Southern First Bancshares (NASDAQ:SFST)
Historical Stock Chart
From Aug 2024 to Sep 2024
Southern First Bancshares (NASDAQ:SFST)
Historical Stock Chart
From Sep 2023 to Sep 2024