FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Morris David Richard
2. Issuer Name and Ticker or Trading Symbol

RBB Bancorp [ RBB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP
(Last)          (First)          (Middle)

1055 WILSHIRE BLVD, SUITE 1200
3. Date of Earliest Transaction (MM/DD/YYYY)

9/11/2019
(Street)

LOS ANGELES, CA 90017
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, No Par Value  9/11/2019  9/11/2019  M    20588  A $9.2915  33364  D   
Common Stock, No Par Value  9/11/2019  9/11/2019  M    20588  D $19.99  12776  D   
Stock Options  9/11/2019  9/11/2019  M    20588  D $9.2915  63499  D   

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy)  $9.2915  9/11/2019  9/11/2019  M        20588    (1) 2/1/2020  Common Stock  20588  $9.2915  0  D   
Option (right to buy)  $9.2915                   (2) 1/1/2022  Common Stock  9686    9686  D   
Option (right to buy)  $11.1498                   (3) 1/1/2023  Common Stock  53813    53813  D   

Explanation of Responses:
(1)  These options vest in three equal annual installments beginning one year after the 02/01/2010 date of grant.
(2)  These options vest in three equal annual installments beginning one year after the 01/01/2012 date of grant.
(3)  These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.

Remarks:
Cashless sale

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Morris David Richard
1055 WILSHIRE BLVD
SUITE 1200
LOS ANGELES, CA 90017


EVP

Signatures
David R Morris 9/11/2019
**Signature of Reporting Person Date


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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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