Amended Statement of Beneficial Ownership (sc 13d/a)
July 06 2022 - 11:15AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities
Exchange Act of 1934
(Amendment No. 1)
QUOTIENT LIMITED
(Name of Issuer)
Ordinary Shares, no par value
(Title of Class of Securities)
G73268 107
(CUSIP Number)
Alexander Donnelly
Maven Investment Partners US Ltd
6 Bevis Marks
London, United Kingdom, EC3A 7BA
+44 20 3763 2003
(Name, Address and Telephone Number
of Person Authorized to Receive Notices and Communications)
JULY 05, 2022
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed
a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because
of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
The information required on the remainder
of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
1 |
|
NAME
OF REPORTING PERSONS
Maven Investment Partners US Ltd (“MIPUS”) |
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o (b) x |
3 |
|
SEC
USE ONLY
|
4 |
|
SOURCE
OF FUNDS
WC |
5 |
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o
|
6 |
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United Kingdom |
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH |
|
7 |
|
SOLE
VOTING POWER
6,158,225 ordinary shares that are owned directly MIPUS.
Ian Mark Toon (“Ian”), Ivan Ivanov Koedjikov (“Ivan”), Benjamin Nur Huda (“Ben”) and Nima Noorizadeh(“Nima”),the directors of MIPUS, may be deemed to have shared investment discretion and voting power in respect to these shares. |
|
8 |
|
SHARED
VOTING POWER
0 |
|
9 |
|
SOLE
DISPOSITIVE POWER
6,158,225 ordinary shares that are owned directly MIPUS.
Ian Mark Toon (“Ian”), Ivan Ivanov Koedjikov (“Ivan”), Benjamin Nur Huda (“Ben”) and Nima Noorizadeh(“Nima”),the directors of MIPUS, may be deemed to have shared investment discretion and voting power in respect to these shares. |
|
10 |
|
SHARED
DISPOSITIVE POWER
0 |
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,158,225 |
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o |
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.56%(1) |
14. |
|
TYPE OF REPORTING PERSON
CO |
(1) |
Based on 135,674,355 ordinary shares issued and outstanding as of
June 24, 2022 as reported in the anouncement of underwritten offering pricing filed by the Issuer in their press release on the 24th of June 2022 and the press release titled "Quotient Limited Announces Closing of Underwritten Offering of Ordinary Shares and Pre-Funded Warrants" on the 29th June 2022 |
1 |
|
NAME OF REPORTING PERSONS
Ian Mark Toon (“Ian”) |
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o (b) x |
3 |
|
SEC USE ONLY
|
4 |
|
SOURCE OF FUNDS
OO |
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) o
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON
WITH |
|
7 |
|
SOLE VOTING POWER
0 |
|
8 |
|
SHARED VOTING POWER
6,158,225 ordinary shares that are owned directly MIPUS.
Ian Mark Toon (“Ian”), Ivan Ivanov Koedjikov (“Ivan”), Benjamin Nur Huda (“Ben”) and Nima Noorizadeh(“Nima”),the directors of MIPUS, may be deemed to have shared investment discretion and voting power in respect to these shares. |
|
9 |
|
SOLE DISPOSITIVE POWER
0 |
|
10 |
|
SHARED DISPOSITIVE POWER
6,158,225 ordinary shares that are owned directly MIPUS.
Ian Mark Toon (“Ian”), Ivan Ivanov Koedjikov (“Ivan”), Benjamin Nur Huda (“Ben”) and Nima Noorizadeh(“Nima”),the directors of MIPUS, may be deemed to have shared investment discretion and voting power in respect to these shares. |
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,158,225 |
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o |
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.56%(1) |
14. |
|
TYPE OF REPORTING PERSON
CO |
(1) |
Based on 135,674,355 ordinary shares issued and outstanding as of
June 24, 2022 as reported in the anouncement of underwritten offering pricing filed by the Issuer in their press release on the 24th of June 2022 and the press release titled "Quotient Limited Announces Closing of Underwritten Offering of Ordinary Shares and Pre-Funded Warrants" on the 29th June 2022 |
1 |
|
NAME OF REPORTING PERSONS
Ivan Ivanov Koedjikov (“Ivan”) |
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o (b) x |
3 |
|
SEC USE ONLY
|
4 |
|
SOURCE OF FUNDS
OO |
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) o
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Bulgaria |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON
WITH |
|
7 |
|
SOLE VOTING POWER
0 |
|
8 |
|
SHARED VOTING POWER
6,158,225 ordinary shares that are owned directly MIPUS.
Ian Mark Toon (“Ian”), Ivan Ivanov Koedjikov (“Ivan”), Benjamin Nur Huda (“Ben”) and Nima Noorizadeh(“Nima”),the directors of MIPUS, may be deemed to have shared investment discretion and voting power in respect to these shares. |
|
9 |
|
SOLE DISPOSITIVE POWER
0 |
|
10 |
|
SHARED DISPOSITIVE POWER
6,158,225 ordinary shares that are owned directly MIPUS.
Ian Mark Toon (“Ian”), Ivan Ivanov Koedjikov (“Ivan”), Benjamin Nur Huda (“Ben”) and Nima Noorizadeh(“Nima”),the directors of MIPUS, may be deemed to have shared investment discretion and voting power in respect to these shares. |
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,158,225 |
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o |
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.56%(1) |
14. |
|
TYPE OF REPORTING PERSON
CO |
(1) |
Based on 135,674,355 ordinary shares issued and outstanding as of
June 24, 2022 as reported in the anouncement of underwritten offering pricing filed by the Issuer in their press release on the 24th of June 2022 and the press release titled "Quotient Limited Announces Closing of Underwritten Offering of Ordinary Shares and Pre-Funded Warrants" on the 29th June 2022 |
1 |
|
NAME OF REPORTING PERSONS
Benjamin Nur Huda (“Ben”) |
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o (b) x |
3 |
|
SEC USE ONLY
|
4 |
|
SOURCE OF FUNDS
OO |
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) o
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Australia |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON
WITH |
|
7 |
|
SOLE VOTING POWER
0 |
|
8 |
|
SHARED VOTING POWER
6,158,225 ordinary shares that are owned directly MIPUS.
Ian Mark Toon (“Ian”), Ivan Ivanov Koedjikov (“Ivan”), Benjamin Nur Huda (“Ben”) and Nima Noorizadeh(“Nima”),the directors of MIPUS, may be deemed to have shared investment discretion and voting power in respect to these shares. |
|
9 |
|
SOLE DISPOSITIVE POWER
0 |
|
10 |
|
SHARED DISPOSITIVE POWER
6,158,225 ordinary shares that are owned directly MIPUS.
Ian Mark Toon (“Ian”), Ivan Ivanov Koedjikov (“Ivan”), Benjamin Nur Huda (“Ben”) and Nima Noorizadeh(“Nima”),the directors of MIPUS, may be deemed to have shared investment discretion and voting power in respect to these shares. |
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,158,225 |
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o |
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.56%(1) |
14. |
|
TYPE OF REPORTING PERSON
CO |
(1) |
Based on 135,674,355 ordinary shares issued and outstanding as of
June 24, 2022 as reported in the anouncement of underwritten offering pricing filed by the Issuer in their press release on the 24th of June 2022 and the press release titled "Quotient Limited Announces Closing of Underwritten Offering of Ordinary Shares and Pre-Funded Warrants" on the 29th June 2022 |
1 |
|
NAME OF REPORTING PERSONS
Nima Noorizadeh (“Nima”) |
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o (b) x |
3 |
|
SEC USE ONLY
|
4 |
|
SOURCE OF FUNDS
OO |
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) o
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON
WITH |
|
7 |
|
SOLE VOTING POWER
0 |
|
8 |
|
SHARED VOTING POWER
6,158,225 ordinary shares that are owned directly MIPUS.
Ian Mark Toon (“Ian”), Ivan Ivanov Koedjikov (“Ivan”), Benjamin Nur Huda (“Ben”) and Nima Noorizadeh(“Nima”),the directors of MIPUS, may be deemed to have shared investment discretion and voting power in respect to these shares. |
|
9 |
|
SOLE DISPOSITIVE POWER
0 |
|
10 |
|
SHARED DISPOSITIVE POWER
6,158,225 ordinary shares that are owned directly MIPUS.
Ian Mark Toon (“Ian”), Ivan Ivanov Koedjikov (“Ivan”), Benjamin Nur Huda (“Ben”) and Nima Noorizadeh(“Nima”),the directors of MIPUS, may be deemed to have shared investment discretion and voting power in respect to these shares. |
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,158,225 |
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o |
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.56%(1) |
14. |
|
TYPE OF REPORTING PERSON
CO |
(1) |
Based on 135,674,355 ordinary shares issued and outstanding as of
June 24, 2022 as reported in the anouncement of underwritten offering pricing filed by the Issuer in their press release on the 24th of June 2022 and the press release titled "Quotient Limited Announces Closing of Underwritten Offering of Ordinary Shares and Pre-Funded Warrants" on the 29th June 2022 |
This Amendment No. 1 (this “Amendment”) amends and supplements the statement on Schedule 13D (the “Schedule 13D”) filed by Maven investment partners US Ltd (“MIPUS”) on July 06,2022.
Item 5. Interest in Securities of the Issuer.
Item 5 of the Schedule 13D is hereby supplemented with the following information:
(c)
Date |
Action |
Total Quantity |
Price per share |
27 June 2022 |
Sold |
148,651 |
0.25753 |
28 June 2022 |
Sold |
147,029 |
0.2509 |
29 June 2022 |
Sold |
793,791 |
0.25021 |
30 June 2022 |
Sold |
114,639 |
0.23877 |
01 July 2022 |
Sold |
82,494 |
0.23872 |
05 July 2022 |
Sold |
3,183,381 |
0.24929 |
SIGNATURES
After reasonable inquiry and to the best
of his or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true,
complete and correct.
Dated: JULY 6, 2022
MAVEN INVESTMENT PARTNERS US LTD |
|
|
|
/s/ IAN MARK TOON |
|
Name: IAN MARK TOON |
|
Title: DIRECTOR |
|
|
|
/s/ IAN MARK TOON |
|
IAN MARK TOON |
|
|
|
/s/ IVAN IVANOV KOEDJIKOV |
|
IVAN IVANOV KOEDJIKOV |
|
|
/s/ BENJAMIN NUR HUDA |
|
BENJAMIN NUR HUDA |
|
|
/s/ NIMA NOORIZADEH |
|
NIMA NOORIZADEH |
|
|
|
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