Current Report Filing (8-k)
November 08 2022 - 04:03PM
Edgar (US Regulatory)
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2022-11-08 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
November 8, 2022
Plug Power Inc.
(Exact name of registrant as specified in its charter)
Delaware |
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1-34392 |
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22-3672377 |
(State
or other jurisdiction |
|
(Commission
File |
|
(IRS
Employer |
of
incorporation) |
|
Number) |
|
Identification
No.) |
|
|
|
|
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968 Albany Shaker Road,
Latham,
New York |
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12110 |
(Address
of principal executive offices) |
|
(Zip
Code) |
Registrant’s telephone number, including area code: (518)
782-7700
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions (see
General Instruction A.2. below):
|
¨ |
Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425) |
|
¨ |
Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
¨ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
|
¨ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Securities registered pursuant to 12(b) of the Act:
Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which
registered |
Common Stock, par value $0.01 per share |
|
PLUG |
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The
Nasdaq Capital Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§ 230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company
¨
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act.
¨
Item 2.02 Results of Operations and Financial Condition.
On November 8, 2022, Plug Power Inc., a Delaware corporation (the
“Company”), issued a press release regarding its financial results
for the third quarter ended September 30, 2022. A copy of the press
release is furnished herewith as Exhibit 99.1.
The information in this Item 2.02 of this Current Report on Form
8-K, including Exhibit 99.1 hereto, shall not be deemed “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934, as
amended (the “Exchange Act”), or otherwise subject to the
liabilities of that section, nor shall it be deemed incorporated by
reference in any filing under the Securities Act of 1933, as
amended (the “Securities Act”), or the Exchange Act, except as
expressly set forth by specific reference in such filing.
Item 7.01 Regulation FD Disclosure.
The information contained in Item 2.02 of this Current Report on
Form 8-K is incorporated herein by reference.
The information included in this Item 7.01 and Exhibit 99.1 of this
Current Report on Form 8-K are not deemed to be “filed” for
purposes of Section 18 of the Exchange Act, or otherwise subject to
the liabilities of that section, nor shall this item and Exhibit
99.1 be incorporated by reference into the Company’s filings under
the Securities Act or the Exchange Act, except as expressly set
forth by specific reference in such future filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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Plug
Power Inc. |
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Date:
November 8, 2022 |
By: |
/s/
Paul Middleton |
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|
Name:
Paul Middleton |
|
|
Title:
Chief Financial Officer |
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