Amended Current Report Filing (8-k/a)
June 13 2019 - 5:30PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported):
June 13, 2019 (February 12, 2019)
PARETEUM
CORPORATION
(Exact name of registrant as specified in
the Charter)
Delaware
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001-35360
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95-4557538
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(I.R.S. Employer
Identification No.)
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1185 Avenue of the Americas, 37th Floor
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New York, NY 10036
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(Address of principal executive offices) (Zip Code)
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Registrant’s telephone number, including area code: (212) 984-1096
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(Former name or former address, if changed since last report)
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Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
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Trading Symbol(s)
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Name of each exchange on which
registered
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Common Stock
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TEUM
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NASDAQ
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
¨
Pareteum Corporation (the “Company”),
is filing this amendment to its Current Report on Form 8-K filed on February 13, 2019 (the “Original Report”), solely
for the purpose of disclosing the financial statements referred to in Item 9.01 herein, relating to the acquisition by the Company
of iPass Inc., a Delaware corporation (“iPass”). Information regarding the acquisition can be found in the Original
Report.
Item 9.01
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Financial Statements and Exhibits
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(a)
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Financial Statements of businesses acquired
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The information required by this Item 9.01(a)
is filed as Exhibit 99.1 hereto and incorporated into this Item 9.01 by reference.
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(b)
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Pro forma financial information
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The information required by this Item 9.01(b)
is filed as Exhibit 99.2 hereto and incorporated into this Item 9.01 by reference.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
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PARETEUM CORPORATION
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Date: June 13,
2019
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By:
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/s/ Edward O’Donnell
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Name: Edward O’Donnell
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Title: Chief Financial Officer
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