Current Report Filing (8-k)
August 17 2020 - 8:02AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported) August 17, 2020 (August 14, 2020)
Nxt-ID,
Inc.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-36616
|
|
46-0678374
|
(State
or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer
Identification No.)
|
Nxt-ID,
Inc.
288
Christian Street
Hangar
C 2nd Floor
Oxford,
CT 06478
(Address
of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code: (203) 266-2103
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
|
|
Trading
Symbol(s)
|
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Name
of each exchange on which
registered
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Common
Stock, par value $0.0001
|
|
NXTD
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The
Nasdaq Stock Market LLC
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Item
2.02
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Results
of Operations and Financial Condition.
|
On
August 14, 2020, Nxt-ID, Inc. (the “Company”) issued a press release announcing its financial and operational results
for the quarter ended June 30, 2020 and an investor webcast that will occur on August 18, 2020 to discuss the results and update
shareholders on general corporate developments (the “Press Release”). The Press Release is attached hereto as Exhibit
99.1 under Item 9.01, Financial Statements and Exhibits and is incorporated by reference herein.
Exhibit
99.1 contains forward-looking statements that involve certain risks and uncertainties that could cause actual results to differ
materially from those expressed or implied by these statements. Please refer to the cautionary notes in the press release regarding
these forward-looking statements.
The
information in this Current Report on Form 8-K under Items 2.02 and 7.01 (including Exhibit 99.1) is deemed to be “furnished”
and shall not be deemed to be “filed” for purposes of the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), and shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or
the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
Item
7.01
|
Regulation
FD Disclosure.
|
The
information set forth in Item 2.02, above, is incorporated by reference into this Item 7.01.
Item
9.01
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Financial
Statements and Exhibits.
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(d)
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
August 17, 2020
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Nxt-ID,
Inc.
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|
|
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By:
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/s/
Vincent S. Miceli
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Name:
|
Vincent
S. Miceli
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|
Title:
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Chief
Executive Officer
|
2
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