Amended Statement of Ownership (sc 13g/a)
December 04 2018 - 4:57PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
NII Holdings,
Inc.
(Name of Issuer)
Common Stock, $0.001 par value per share
(Title of Class of Securities)
62913F 50 8
(CUSIP
Number)
November
30, 2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
☐ Rule
13d-1(b)
☒ Rule
13d-1(c)
☐ Rule
13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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1
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NAMES OF
REPORTING PERSONS
Joseph D. Samberg
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS)
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
United States of America
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
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5
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SOLE VOTING POWER
12,362,133
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
12,362,133
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,362,133
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
12.2%
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12
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TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)
IN
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1
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NAMES OF
REPORTING PERSONS
The Joseph D. Samberg Revocable Trust
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS)
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
New York
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
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5
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SOLE VOTING POWER
10,096,986
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
10,096,986
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,096,986
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
10.0%
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12
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TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)
OO
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Item 1(a).
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Name of Issuer
:
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NII Holdings, Inc. (the Issuer)
Item 1(b).
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Address of Issuers Principal Executive Offices
:
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12110 Sunset Hills Road, Suite 600, Reston, Virginia 20190
Item 2(a).
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Names of Persons Filing
:
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The names of the persons filing this report (collectively, the Reporting Persons) are:
Joseph D. Samberg (Mr. Samberg)
The Joseph D. Samberg Revocable Trust (the Revocable Trust)
Item 2(b).
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Address of Principal Business Office or, if None, Residence
:
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The address of the principal business office of each of the Reporting Persons is:
1091 Boston Post Road
Rye, New
York 10580
Mr. Samberg is a United States citizen
The Revocable Trust is a New York trust
Item 2(d).
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Title of Class
of Securities
:
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Common Stock, $0.001 par value per share (Common Stock)
Item 2(e).
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CUSIP Number
:
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62913F 50 8
Item 3.
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If this statement is filed pursuant to §§
240.13d-1(b)
or
240.13d-2(b)
or (c), check whether the person filing is a
:
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Not
applicable.
The information required by this item with respect to each Reporting Person is set forth in Rows 5 through 9 and 11 of the cover page to this
Schedule 13G. The ownership percentages reported are based on 100,873,423 outstanding shares of Common Stock, as reported in the Issuers Form
10-Q
filed on November 8, 2018.
Mr. Samberg does not directly hold any shares of Common Stock. The Revocable Trust, of which Mr. Samberg serves as trustee, directly
holds 10,096,986 shares of Common Stock, and an entity controlled by Mr. Samberg directly holds 2,265,147 shares of Common Stock. Mr. Samberg may be deemed to beneficially own the securities directly held by the Revocable Trust and the
other entity.
Item 5.
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Ownership of Five Percent or Less of a Class
.
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If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of
more than five percent of the class of securities, check the following ☐.
Item 6.
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Ownership of More than Five Percent on Behalf of Another Person
.
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Not applicable.
Item 7.
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Identification and Classification of the Subsidiary
Which Acquired the Security Being
Reported on by the Parent Holding Company or Control Person
.
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Not applicable.
Item 8.
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Identification and Classification of Members of the Group
.
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Not applicable.
Item 9.
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Notice of Dissolution of Group
.
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Not applicable.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held
for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than
activities solely in connection with a nomination under §
240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: December 4, 2018
/s/ Joseph D. Samberg
JOSEPH D. SAMBERG
THE JOSEPH D. SAMBERG REVOCABLE TRUST
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By:
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/s/ Joseph D. Samberg
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Name: Joseph D. Samberg
Title:
Trustee
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