Current Report Filing (8-k)
June 30 2022 - 05:17PM
Edgar (US Regulatory)
false 0001813814 --12-31 0001813814
2022-06-30 2022-06-30
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): June 30, 2022
MIND MEDICINE (MINDMED) INC.
(Exact Name of Registrant as Specified in Its Charter)
|
|
|
|
|
British Columbia, Canada |
|
001-40360 |
|
98-1582438 |
(State or Other Jurisdiction
of Incorporation) |
|
(Commission
File Number) |
|
(IRS Employer
Identification No.)
|
|
|
|
One World Trade Center,
Suite 8500
New York, New York |
|
10007 |
(Address of Principal Executive
Offices) |
|
(Zip Code) |
Registrant’s telephone number, including area code: (650)
208-2454
Not applicable
(Former Name or Former Address, if Changed Since Last Report)
Securities registered pursuant to Section 12(b) of the
Act:
|
|
|
|
|
Title of each class
|
|
Trading
Symbol(s)
|
|
Name of each exchange
on which registered
|
Subordinate Voting
Shares |
|
MNMD |
|
The Nasdaq Stock Market
LLC |
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐ |
Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
|
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
|
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the
Exchange Act. ☐
Item 5.03 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal
Year.
|
On June 30, 2022, Mind Medicine (MindMed) Inc. (the “Company”)
announced that it has completed its previously announced
redesignation (the “Redesignation”) of its subordinate voting
shares (“Subordinate Voting Shares”) as common shares (the “Common
Shares”) of the Company. The Common Shares will be assigned CUSIP
number 60255C802 and ISIN number CA60255C8025 following the
Redesignation. The Common Shares will begin trading on a
post-Redesignation basis under the new CUSIP and ISIN numbers on
the NEO Exchange and NASDAQ at market open on July 4, 2022 and
July 5, 2022, respectively, under the existing trading
symbols.
The foregoing summary of the material terms of the Redesignation
does not purport to be complete and is subject to, and qualified in
its entirety by reference to, the press release which is attached
as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by
reference.
Item 9.01 |
Financial Statements and Exhibits.
|
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
|
|
|
|
|
|
|
|
|
|
|
MIND MEDICINE (MINDMED) INC. |
Date: June 30, 2022 |
|
|
|
By: |
|
/s/ Cynthia Hu
|
|
|
|
|
Name: |
|
Cynthia
Hu |
|
|
|
|
Title: |
|
Chief Legal
Officer & Secretary |
Mind Medicine MindMed (NASDAQ:MNMD)
Historical Stock Chart
From Feb 2023 to Mar 2023
Mind Medicine MindMed (NASDAQ:MNMD)
Historical Stock Chart
From Mar 2022 to Mar 2023