Statement of Changes in Beneficial Ownership (4)
August 04 2021 - 4:12PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Fox-Martin Adaire |
2. Issuer Name and Ticker or Trading Symbol
EQUINIX INC
[
EQIX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) Director |
(Last)
(First)
(Middle)
C/O EQUINIX, INC., ONE LAGOON DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/2/2021 |
(Street)
REDWOOD CITY, CA 94065
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 8/2/2021 | | M | | 358 | A | $0 | 493 | D | |
Common Stock | 8/3/2021 | | S(1) | | 105 | D | $822.89 | 388 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit | $0 | 8/2/2021 | | M | | | 358 | (2) | (3) | Common Stock | 358 | $0 | 0 | D | |
Explanation of Responses: |
(1) | Represents the aggregate number of shares sold by the reporting person in order to raise funds to pay the required withholding tax pursuant to the release and settlement of the Restricted Stock Units |
(2) | The Restricted Stock Units provide for vesting on the earlier of (i) the one year anniversary of the grant date or (ii) if the person does not stand for re-election as a director of the Company, the date of the regular meeting of the Company's stockholders held in the calendar year subsequent to the grant date; provided that the reporting person remains in continuous service through such vesting date. Following vesting, as required by their terms, the Restricted Stock Units were settled in shares of Equinix Inc. common stock on August 2, 2021 |
(3) | Restricted stock unit award expires upon reporting person's termination of service. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Fox-Martin Adaire C/O EQUINIX, INC. ONE LAGOON DRIVE REDWOOD CITY, CA 94065 | X |
| Director |
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Signatures
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/s/ Samantha Lagocki, POA | | 8/4/2021 |
**Signature of Reporting Person | Date |
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