1. Name
and Address of Reporting Person * Fletcher
Aaron G.L. |
2. Issuer Name and Ticker or Trading
Symbol COGNITION THERAPEUTICS INC [ CGTX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
C/O BIOS EQUITY PARTNERS, 1751 RIVER RUN, SUITE
400 |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/15/2022
|
(Street)
FORT WORTH,, TX 76107
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) ___
Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting
Person |
Explanation of
Responses: |
(1) |
Bios Equity Partners, LP
("Bios Equity I") is the general partner of the following entities:
Bios Fund I, LP ("Bios Fund I"), Bios Fund I QP, LP ("Bios Fund I
QP") and Bios Memory SPV I, LP ("Bios Memory I"). Bios Equity
Partners II, LP ("Bios Equity II") is the general partner of the
following entities: Bios Fund II, LP ("Bios Fund II"), Bios Fund II
QP, LP ("Bios Fund II QP"), Bios Fund II NT, LP ("Bios Fund II NT")
and Bios Memory SPV II, LP ("Bios Memory II"). Bios Equity Partners
III, LP ("Bios Equity III") is the general partner of the following
entities: Bios Fund III, LP ("Bios Fund III"), Bios Fund III QP, LP
("Bios Fund III QP") and Bios Fund III NT, LP ("Bios Fund III NT").
Bios Capital Management, LP ("Bios Management") and Cavu
Management, LP ("Cavu Management") are the general partners Bios
Equity III. Bios Advisors GP, LLC ("Bios Advisors") is the general
partner of Bios Management. Cavu Advisors LLC ("Cavu Advisors") is
the general partner of Cavu Management. |
(2) |
Bios Management and Bios
Advisors are entities managed and controlled by Aaron G.L.
Fletcher. Cavu Management and Cavu Advisors are entities managed
and controlled by Leslie W. Kreis, Jr. |
(3) |
Mr. Kries, Cavu Management,
Cavu Advisors, Mr. Fletcher, Bios Management and Bios Advisors each
share voting and investment control with respect to the shares held
by Bios Fund I, Bios Fund I QP, Bios Memory SPV I, Bios Fund II,
Bios Fund II QP, Bios Fund II NT, Bios Memory II, Bios Fund III,
Bios Fund III QP and Bios Fund III NT (collectively, the "Bios
Equity Entities"). Because of the relationship between Mr. Kries,
Mr. Fletcher, Cavu Management, Bios Management, Cavu Advisors, Bios
Advisors and the Bios Equity Entities, Mr. Kries, Mr. Fletcher,
Cavu Management, Bios Management, Cavu Advisors, and Bios Advisors
each may be deemed to beneficially own the shares held directly by
the Bios Equity Entities. |
(4) |
For purposes of Section 16
of the Securities Exchange Act of 1934, as amended, each Reporting
Person disclaims beneficial ownership of any such securities,
except to the extent of his/its pecuniary interest therein, if any,
and this report shall not be deemed an admission that such
Reporting Person is the beneficial owner of such securities for
purposes of Section 16 or otherwise. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Fletcher Aaron G.L.
C/O BIOS EQUITY PARTNERS
1751 RIVER RUN, SUITE 400
FORT WORTH,, TX 76107 |
X |
|
|
|
BIOS Capital Management, LP
1751 RIVER RUN
SUITE 400
FORT WORTH, TX 76107 |
|
X |
|
|
BIOS Advisors GP, LLC
1751 RIVER RUN
SUITE 400
FORT WORTH, TX 76107 |
|
X |
|
|
Bios Equity Partners, LP
1751 RIVER RUN
SUITE 400
FORT WORTH, TX 76107 |
|
X |
|
|
BIOS Fund I, LP
1751 RIVER RUN
SUITE 400
FORT WORTH, TX 76107 |
|
X |
|
|
BIOS Fund I QP, LP
1751 RIVER RUN
SUITE 400
FORT WORTH, TX 76107 |
|
X |
|
|
BIOS Memory SPV I, LP
1751 RIVER RUN
SUITE 400
FORT WORTH, TX 76107 |
|
X |
|
|
Bios Equity Partners II, LP
C/O BIOS EQUITY PARTNERS
1751 RIVER RUN, SUITE 400
FORT WORTH, TX 76107 |
|
X |
|
|
BIOS Fund II, LP
1751 RIVER RUN
SUITE 140
FORT WORTH, TX 76107 |
|
X |
|
|
BIOS Fund II QP, LP
C/O BIOS EQUITY PARTNERS
1751 RIVER RUN, SUITE 400
FORT WORTH, TX 76107 |
|
X |
|
|
Signatures
|
/s/ Aaron G.L. Fletcher |
|
11/16/2022 |
**Signature
of Reporting Person |
Date |
Bios Capital Management, LP By: Bios Advisors GP,
LLC, its general partner By: /s/ Aaron Glenn Louis Fletcher,
Manager |
|
11/16/2022 |
**Signature
of Reporting Person |
Date |
Bios Advisors GP, LLC By: /s/ Aaron Glenn Louis
Fletcher, Manager |
|
11/16/2022 |
**Signature
of Reporting Person |
Date |
Bios Equity Partners, LP By: Bios Capital
Management, LP, its general partner By: Bios Advisors GP, LLC, its
general partner By: /s/ Aaron Glenn Louis Fletcher,
Manager |
|
11/16/2022 |
**Signature
of Reporting Person |
Date |
Bios Fund I, LP By: Bios Equity Partners, LP, its
general partner By: Bios Capital Management, LP, its general
partner By: Bios Advisors GP, LLC, its general partner By: /s/
Aaron Glenn Louis Fletcher, Manager |
|
11/16/2022 |
**Signature
of Reporting Person |
Date |
Bios Fund I QP, LP By: Bios Equity Partners, LP,
its general partner By: Bios Capital Management, LP, its general
partner By: Bios Advisors GP, LLC, its general partner By: /s/
Aaron Glenn Louis Fletcher, Manager |
|
11/16/2022 |
**Signature
of Reporting Person |
Date |
Bios Memory SPV I, LP By: Bios Capital
Management, LP, its general partner By: Bios Advisors GP, LLC, its
general partner By: /s/ Aaron Glenn Louis Fletcher,
Manager |
|
11/16/2022 |
**Signature
of Reporting Person |
Date |
Bios Equity Partners II, LP By: Bios Capital
Management, LP, its general partner By: Bios Advisors GP, LLC, its
general partner By: /s/ Aaron Glenn Louis Fletcher,
Manager |
|
11/16/2022 |
**Signature
of Reporting Person |
Date |
Bios Fund II, LP By: Bios Equity Partners II, LP,
its general partner By: Bios Capital Management, LP, its general
partner By: Bios Advisors GP, LLC, its general partner By: /s/
Aaron Glenn Louis Fletcher, Manager |
|
11/16/2022 |
**Signature
of Reporting Person |
Date |
Bios Fund II QP, LP By: Bios Equity Partners II,
LP, its general partner By: Bios Capital Management, LP, its
general partner By: Bios Advisors GP, LLC, its general partner By:
/s/ Aaron Glenn Louis Fletcher, Manager |
|
11/16/2022 |
**Signature
of Reporting Person |
Date |