Statement of Changes in Beneficial Ownership (4)
November 12 2020 - 6:19PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Short Michael John |
2. Issuer Name and Ticker or Trading Symbol
C. H. ROBINSON WORLDWIDE, INC.
[
CHRW
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President, Global Forwarding |
(Last)
(First)
(Middle)
14701 CHARLSON ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/9/2020 |
(Street)
EDEN PRAIRIE, MN 55347
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 11/9/2020 | | M | | 12041 | A | $63.58 | 31279 | D | |
Common Stock | 11/9/2020 | | M | | 9996 | A | $76.72 | 41275 | D | |
Common Stock | 11/9/2020 | | S | | 22037 | D | $94.0145 (1) | 19238 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (right to buy) | $63.58 | 11/9/2020 | | M | | | 12041 | (3) | 12/2/2025 | Common Stock | 12041 | $0.00 | 6030 | D | |
Stock Option (right to buy) | $76.72 | 11/9/2020 | | M | | | 9996 | (4) | 12/7/2026 | Common Stock | 9996 | $0.00 | 14994 | D | |
Explanation of Responses: |
(1) | Reflects the weighted average price of 22,037 shares of common stock of C.H. Robinson Worldwide, Inc. sold by the reporting person in multiple transactions on November 9, 2020 with sale prices ranging from $93.91 to $94.13 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(2) | Included in this amount are 19,238 shares of Issuer common stock issuable in settlement of an equal number of deferred shares credited to the reporting person's NQDC Plan account. |
(3) | Time-based stock option granted December 2, 2015 vests as to 20% of the shares subject to the option on December 31 in each of the years 2016-2020. |
(4) | Time-based stock option granted December 7, 2016 vests as to 20% of the shares subject to the option on December 31 in each of the years 2017-2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Short Michael John 14701 CHARLSON ROAD EDEN PRAIRIE, MN 55347 |
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| President, Global Forwarding |
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Signatures
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/s/ Jessica Homes, Attorney-in-Fact for Michael John Short | | 11/12/2020 |
**Signature of Reporting Person | Date |
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